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First Trust Developed Markets ex-US AlphaDEX Fund
FDT

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$48.4M -$3.02M -56,394 -5%
Wells Fargo
2
Wells Fargo
California
$35.1M -$197K -3,671 -0.5%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$28.4M +$1.28M +23,796 +4%
LPL Financial
4
LPL Financial
California
$16.3M +$1.07M +19,867 +6%
UBS Group
5
UBS Group
Switzerland
$15.1M +$1.47M +27,374 +10%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$11M +$1.87M +34,785 +18%
Osaic Holdings
7
Osaic Holdings
Arizona
$10.1M +$2.83M +52,716 +33%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$9.92M +$3.03M +56,457 +37%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$7.12M +$114K +2,119 +1%
AAS
10
Avantax Advisory Services
Texas
$4.92M +$2.14M +39,905 +64%
BFEC
11
Benjamin F. Edwards & Company
Missouri
$4.88M -$355K -6,612 -6%
Stifel Financial
12
Stifel Financial
Missouri
$4.4M -$459K -8,562 -9%
Carson Wealth (CWM LLC)
13
Carson Wealth (CWM LLC)
Nebraska
$4.11M -$92.9K -1,732 -2%
Truist Financial
14
Truist Financial
North Carolina
$4.09M +$439K +8,182 +11%
Citadel Advisors
15
Citadel Advisors
Florida
$4.07M +$2.09M +39,025 +85%
KWM
16
Kingsview Wealth Management
Oregon
$3.86M +$841K +15,685 +24%
IA
17
IFP Advisors
Florida
$3.24M – – –
IWC
18
Integrated Wealth Concepts
Massachusetts
$3.19M +$1.32M +24,666 +59%
SPC
19
Sigma Planning Corp
Michigan
$2.88M +$1.48M +27,586 +85%
KPWS
20
Kestra Private Wealth Services
Texas
$2.69M +$798K +14,889 +36%
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$2.6M -$67.8K -1,265 -2%
FPWM
22
FSB Premier Wealth Management
Iowa
$2.58M -$4.88K -91 -0.2%
RJA
23
Raymond James & Associates
Florida
$2.34M -$325K -6,069 -11%
NA
24
NewEdge Advisors
Louisiana
$2.09M -$349K -6,515 -13%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$2.04M +$240K +4,477 +12%
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