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First Trust Developed Markets ex-US AlphaDEX Fund
FDT

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$16.4M -$582K -12,095 -3%
Wells Fargo
2
Wells Fargo
California
$15M -$1.13M -23,584 -7%
UBS Group
3
UBS Group
Switzerland
$8.78M -$678K -14,098 -7%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$7.15M +$7.67M +159,497 New
SG Americas Securities
5
SG Americas Securities
New York
$5.39M +$5.78M +120,276 New
Baird Financial Group
6
Baird Financial Group
Wisconsin
$3.76M +$128K +2,671 +3%
HFS
7
HL Financial Services
Kentucky
$3.61M -$597K -12,408 -13%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$2.5M -$8.34M -173,370 -76%
LPL Financial
9
LPL Financial
California
$1.93M +$22.4K +466 +1%
FAAS
10
First Allied Advisory Services
California
$1.77M -$288K -5,999 -13%
Bank of America
11
Bank of America
North Carolina
$1.73M -$939K -19,523 -34%
Ameriprise
12
Ameriprise
Minnesota
$1.67M +$249K +5,171 +16%
Stifel Financial
13
Stifel Financial
Missouri
$1.67M -$172K -3,580 -9%
VFS
14
VSR Financial Services
Kansas
$1.25M +$95.8K +1,993 +8%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$1.22M -$41.9K -872 -3%
DADC
16
D.A. Davidson & Co
Montana
$946K +$62K +1,290 +7%
RJA
17
Raymond James & Associates
Florida
$804K -$328K -6,819 -28%
IH
18
IFC Holdings
Florida
$730K -$509K -10,585 -40%
FWM
19
Frontier Wealth Management
Missouri
$621K +$373K +7,756 +127%
AIG
20
American International Group
New York
$445K +$117K +2,438 +33%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$407K +$15.1K +315 +4%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$375K +$97.9K +2,036 +32%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$363K -$207K -4,305 -35%
WEC
24
Winslow Evans & Crocker
Massachusetts
$318K – – –
Envestnet Asset Management
25
Envestnet Asset Management
Illinois
$289K +$310K +6,455 New
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