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First Trust Developed Markets ex-US AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$66M +$11.1M +219,380 +20%
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$34.2M +$392K +7,753 +1%
LPL Financial
3
LPL Financial
California
$33.8M +$5.54M +109,725 +20%
First Trust Advisors
4
First Trust Advisors
Illinois
$28.3M +$1.51M +29,962 +6%
Wells Fargo
5
Wells Fargo
California
$25.6M +$8.46M +167,488 +50%
Carson Wealth (CWM LLC)
6
Carson Wealth (CWM LLC)
Nebraska
$18.1M -$1.09M -21,547 -6%
Osaic Holdings
7
Osaic Holdings
Arizona
$14.6M +$1.2M +23,774 +9%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$12.2M -$70.9K -1,403 -0.6%
UBS Group
9
UBS Group
Switzerland
$11.1M +$505K +10,003 +5%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$9.88M +$1.99M +39,374 +25%
KWM
11
Kingsview Wealth Management
Oregon
$8.29M +$360K +7,134 +5%
BFEC
12
Benjamin F. Edwards & Company
Missouri
$6.31M +$4.85M +95,991 +337%
CAS
13
Coppell Advisory Solutions
Texas
$5.85M +$1.58M +31,229 +37%
CASC
14
Coppell Advisory Solutions Corp
Texas
$5.85M +$1.58M +31,229 +37%
Bank of New York Mellon
15
Bank of New York Mellon
New York
$5.09M -$275K -5,435 -5%
Cetera Investment Advisers
16
Cetera Investment Advisers
Illinois
$4.95M -$51.5K -1,020 -1%
AAS
17
Avantax Advisory Services
Texas
$4.68M -$215K -4,264 -4%
Stifel Financial
18
Stifel Financial
Missouri
$4.52M +$1.8M +35,653 +67%
Truist Financial
19
Truist Financial
North Carolina
$4.26M +$104K +2,064 +3%
Jane Street
20
Jane Street
New York
$3.79M +$1.73M +34,302 +85%
RJA
21
Raymond James & Associates
Florida
$3.61M +$1.5M +29,630 +71%
FPWM
22
FSB Premier Wealth Management
Iowa
$3.55M +$13.5K +267 +0.4%
AWM
23
AE Wealth Management
Kansas
$3.36M +$377K +7,469 +13%
SCA
24
Snowden Capital Advisors
New York
$3.33M +$76.7K +1,519 +2%
MFG
25
Mainsail Financial Group
Washington
$3.33M +$133K +2,630 +4%