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First Trust Developed Markets ex-US AlphaDEX Fund
FDT

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$56.4M -$5.19M -92,666 -8%
LPL Financial
2
LPL Financial
California
$25.7M +$2.6M +46,387 +11%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$25.3M +$168K +2,996 +0.6%
Wells Fargo
4
Wells Fargo
California
$15.1M -$4.56M -81,526 -23%
Raymond James Financial
5
Raymond James Financial
Florida
$12.6M +$13M +232,791 New
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$11.7M +$1.51M +26,972 +14%
UBS Group
7
UBS Group
Switzerland
$11.2M +$187K +3,342 +2%
KWM
8
Kingsview Wealth Management
Oregon
$9.89M -$817K -14,589 -7%
Cetera Investment Advisers
9
Cetera Investment Advisers
Illinois
$8.42M +$709K +12,676 +9%
AssetMark Inc
10
AssetMark Inc
California
$7.75M +$1.14M +20,323 +17%
CAS
11
Coppell Advisory Solutions
Texas
$5.51M +$577K +10,314 +11%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$5.28M -$4.28M -76,492 -44%
MFG
13
Mainsail Financial Group
Washington
$4.15M +$256K +4,567 +6%
BEI
14
Benjamin Edwards Inc
Missouri
$4.05M +$69.9K +1,249 +2%
Truist Financial
15
Truist Financial
North Carolina
$3.95M +$305K +5,457 +8%
Osaic Holdings
16
Osaic Holdings
Arizona
$3.43M -$86.6K -1,548 -2%
AWM
17
AE Wealth Management
Kansas
$3.37M -$9.35K -167 -0.3%
TFA
18
TPG Financial Advisors
Oregon
$3.08M +$121K +2,161 +4%
Stifel Financial
19
Stifel Financial
Missouri
$3.07M -$509K -9,091 -14%
Bank of America
20
Bank of America
North Carolina
$3.06M +$3.16M +56,538 New
Bank of New York Mellon
21
Bank of New York Mellon
New York
$3.02M -$630K -11,264 -17%
AI
22
Atria Investments
North Carolina
$2.91M +$913K +16,309 +43%
PFS
23
Prospera Financial Services
Texas
$2.78M +$169K +3,015 +6%
AAS
24
Avantax Advisory Services
Texas
$2.73M -$231K -4,126 -8%
IA
25
IFP Advisors
Florida
$2.47M +$220K +3,933 +9%
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