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First Trust Developed Markets ex-US AlphaDEX Fund
FDT

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$21.8M -$252K -5,293 -1%
Wells Fargo
2
Wells Fargo
California
$15M +$342K +7,195 +2%
HA
3
Hays Advisory
Tennessee
$7.42M -$31.6M -664,928 -81%
UBS Group
4
UBS Group
Switzerland
$7.02M +$1.53M +32,267 +28%
HFS
5
HL Financial Services
Kentucky
$5.08M -$1.12M -23,504 -18%
Baird Financial Group
6
Baird Financial Group
Wisconsin
$4.99M +$188K +3,956 +4%
FHA
7
First Horizon Advisors
Tennessee
$4.79M – – –
HSA
8
HBK Sorce Advisory
Pennsylvania
$3.91M +$1.94M +40,926 +98%
Bank of America
9
Bank of America
North Carolina
$2.4M +$546K +11,484 +29%
LPL Financial
10
LPL Financial
California
$2.1M +$65.2K +1,372 +3%
RIA
11
Regal Investment Advisors
Michigan
$2.08M +$1.42M +29,946 +211%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$1.51M +$97.2K +2,046 +7%
Jane Street
13
Jane Street
New York
$1.07M +$416K +8,753 +62%
DADC
14
D.A. Davidson & Co
Montana
$1.07M -$35.8K -754 -3%
CWM
15
Cornerstone Wealth Management
Missouri
$938K +$199K +4,198 +27%
Ameriprise
16
Ameriprise
Minnesota
$925K +$53.2K +1,120 +6%
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
$879K -$341K -7,186 -28%
RPG
18
Risk Paradigm Group
Texas
$858K +$178K +3,753 +26%
Stifel Financial
19
Stifel Financial
Missouri
$768K -$1.52M -31,975 -66%
FWM
20
Frontier Wealth Management
Missouri
$748K +$24.6K +517 +3%
PFA
21
Pinnacle Family Advisors
Missouri
$713K +$717K +15,095 New
HighTower Advisors
22
HighTower Advisors
Illinois
$665K +$58K +1,221 +9%
MFS
23
MSI Financial Services
Massachusetts
$593K -$54.7K -1,151 -8%
RJFSA
24
Raymond James Financial Services Advisors
Florida
$496K -$226K -4,764 -31%
Janney Montgomery Scott
25
Janney Montgomery Scott
Pennsylvania
$478K +$63.2K +1,331 +15%
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