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First Trust Developed Markets ex-US AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$65.1M -$1.77M -34,694 -3%
LPL Financial
2
LPL Financial
California
$35.8M +$1.52M +29,866 +4%
First Trust Advisors
3
First Trust Advisors
Illinois
$28.8M +$193K +3,789 +0.7%
Wells Fargo
4
Wells Fargo
California
$27.5M +$1.54M +30,201 +6%
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$27.3M -$7.35M -144,091 -21%
Carson Wealth (CWM LLC)
6
Carson Wealth (CWM LLC)
Nebraska
$15.2M -$3.06M -59,871 -17%
Osaic Holdings
7
Osaic Holdings
Arizona
$15M +$266K +5,215 +2%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$11.7M +$1.66M +32,603 +17%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$11.3M -$1.1M -21,550 -9%
UBS Group
10
UBS Group
Switzerland
$10.3M -$862K -16,888 -8%
KWM
11
Kingsview Wealth Management
Oregon
$8.31M -$82.6K -1,618 -1%
Citadel Advisors
12
Citadel Advisors
Florida
$6.15M +$6.12M +119,824 New
BFEC
13
Benjamin F. Edwards & Company
Missouri
$5.97M -$423K -8,282 -7%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$5.37M -$605K -11,860 -10%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$5.36M +$2.55M +49,958 +92%
AAS
16
Avantax Advisory Services
Texas
$4.8M +$50.9K +998 +1%
Truist Financial
17
Truist Financial
North Carolina
$4.59M +$276K +5,401 +6%
Stifel Financial
18
Stifel Financial
Missouri
$4.52M -$60.6K -1,187 -1%
Cetera Investment Advisers
19
Cetera Investment Advisers
Illinois
$4.26M -$748K -14,653 -15%
CAS
20
Coppell Advisory Solutions
Texas
$4.21M -$1.67M -32,717 -28%
Jane Street
21
Jane Street
New York
$4.06M +$210K +4,109 +5%
Bank of New York Mellon
22
Bank of New York Mellon
New York
$3.7M -$1.45M -28,422 -28%
FPWM
23
FSB Premier Wealth Management
Iowa
$3.55M -$45.2K -885 -1%
RJA
24
Raymond James & Associates
Florida
$3.41M -$250K -4,891 -7%
MFG
25
Mainsail Financial Group
Washington
$3.37M +$29.2K +572 +0.9%