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First Trust SSI Strategic Convertible Securities ETF

55 hedge funds and large institutions have $99.5M invested in First Trust SSI Strategic Convertible Securities ETF in 2019 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 23 increasing their positions, 17 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

35% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 17

14% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 7

2% more funds holding

Funds holding: 5455 (+1)

0.93% more ownership

Funds ownership: 49.8%50.72% (+0.93%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% less capital invested

Capital invested by funds: $99.6M → $99.5M (-$27K)

Holders
55
Holders Change
+1
Holders Change %
+1.85%
% of All Funds
1.21%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
8
Increased
23
Reduced
17
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GWM
26
Geneos Wealth Management
Colorado
$600K -$2.05K -65 -0.3%
WI
27
Wintrust Investments
Illinois
$547K -$232K -7,366 -30%
CWM
28
Concentrum Wealth Management
California
$515K +$75K +2,378 +17%
AWM
29
AE Wealth Management
Kansas
$385K +$390K +12,351 New
SCA
30
Snowden Capital Advisors
New York
$356K +$36.7K +1,164 +11%
FTUS
31
Flow Traders U.S.
New York
$353K +$357K +11,319 New
SS
32
Simplicity Solutions
Minnesota
$351K +$355K +11,253 New
AWA
33
Acorn Wealth Advisors
Michigan
$339K +$38K +1,205 +13%
Commonwealth Equity Services
34
Commonwealth Equity Services
Massachusetts
$335K -$19.9K -631 -6%
PNC Financial Services Group
35
PNC Financial Services Group
Pennsylvania
$332K +$68.4K +2,168 +26%
SIM
36
SSI Investment Management
California
$321K
ASN
37
Advisory Services Network
Georgia
$306K
SS
38
Sunbelt Securities
Texas
$275K +$278K +8,817 New
SI
39
Stephens Inc
Arkansas
$265K
UCFA
40
United Capital Financial Advisors
Texas
$238K +$241K +7,640 New
FAAS
41
First Allied Advisory Services
California
$230K +$18K +570 +8%
WA
42
Winfield Associates
Ohio
$220K
Jane Street
43
Jane Street
New York
$217K -$2.91M -92,082 -93%
GLA
44
Good Life Advisors
Pennsylvania
$200K -$7.92K -251 -4%
SFS
45
Sowell Financial Services
Arkansas
$150K +$152K +4,805 New
Wells Fargo
46
Wells Fargo
California
$135K -$9.62K -305 -7%
JP Morgan Chase
47
JP Morgan Chase
New York
$61K
SPIA
48
Steward Partners Investment Advisory
New York
$51K +$36.3K +1,150 +230%
IA
49
IFP Advisors
Florida
$47K +$48.6K +1,539 New
UBS Group
50
UBS Group
Switzerland
$40K +$30.8K +975 +312%

FCVT Hedge Fund Activity: Q3 2019 in Review

55 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in First Trust SSI Strategic Convertible Securities ETF (FCVT) for Q3 2019, worth a combined $99.5M — down 0.03% from $99.6M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new FCVT positions and 7 closed out — a net gain of 1 holder — while 23 added to existing stakes and 17 trimmed.

The largest buyer was Citadel Advisors, adding an estimated $1.05M. The largest seller was Jane Street, cutting an estimated $2.91M.

  • 55 institutional investors held First Trust SSI Strategic Convertible Securities ETF (FCVT) as of Q3 2019, up from 54 in Q2 2019.
  • Funds reported $99.5M of First Trust SSI Strategic Convertible Securities ETF stock for Q3 2019, down 0.03% quarter-over-quarter.
  • 8 funds opened new First Trust SSI Strategic Convertible Securities ETF positions in Q3 2019 and 7 closed out, a net change of +1 holder.
  • The largest First Trust SSI Strategic Convertible Securities ETF buyer in Q3 2019 was Citadel Advisors, an estimated $1.05M added.
  • The largest First Trust SSI Strategic Convertible Securities ETF seller in Q3 2019 was Jane Street, an estimated $2.91M sold.

Based on aggregated 13F filings for Q3 2019.