Winfield Associates’s First Trust SSI Strategic Convertible Securities ETF FCVT Stock Holding History

Winfield Associates’s Portfolio FCVT Stock Details FCVT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-6,948	Closed	-$230K	–	131
2019 Q4	$230K	Sell	6,948 -102	-1%	-$3.27K	0.11%	123
2019 Q3	$220K	Hold	7,050	–	–	0.11%	125
2019 Q2	$221K	Hold	7,050	–	–	0.11%	115
2019 Q1	$214K	Buy	+7,050	New	+$209K	0.11%	114
2018 Q4	–	Sell	-9,400	Closed	-$289K	–	119
2018 Q3	$289K	Buy	9,400 +1,000	+12%	+$30.4K	0.14%	100
2018 Q2	$250K	Buy	+8,400	New	+$250K	0.13%	101

Other funds holding FCVT

AFA

American Financial Advisors Marietta, Georgia $831M AUM 21.38% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

GIA

Gladstone Institutional Advisory Palm Beach Gardens, Florida $3.16B AUM 29.04% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

MML Investors Services Springfield, Massachusetts $36.1B AUM 19.68% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Winfield Associates's FCVT Position: Q1 2020 in Review

Winfield Associates sold out of First Trust SSI Strategic Convertible Securities ETF (FCVT) in Q1 2020, closing a stake of 6,948 shares — an estimated $230K sold.

Winfield Associates first reported a position in FCVT in Q2 2018 and held it in 6 quarters. The position peaked at $289K in Q3 2018. 46 funds tracked by Wall St. Rank hold FCVT as of Q1 2020.

Winfield Associates reported no remaining First Trust SSI Strategic Convertible Securities ETF position as of Q1 2020 after selling out during the quarter.
Winfield Associates sold 6,948 First Trust SSI Strategic Convertible Securities ETF shares in Q1 2020, an estimated $230K.
Winfield Associates first reported a position in First Trust SSI Strategic Convertible Securities ETF in Q2 2018 and held it in 6 quarters.
Winfield Associates's First Trust SSI Strategic Convertible Securities ETF position peaked at $289K in Q3 2018.
46 funds tracked by Wall St. Rank held First Trust SSI Strategic Convertible Securities ETF as of Q1 2020.

Based on Winfield Associates's 13F filing for Q1 2020, filed 4 May 2020.