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First Trust NYSE Arca Biotechnology Index Fund

130 hedge funds and large institutions have $497M invested in First Trust NYSE Arca Biotechnology Index Fund in 2017 Q4 according to their latest regulatory filings, with 30 funds opening new positions, 39 increasing their positions, 32 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

366% more call options, than puts

Call options by funds: $3.25M | Put options by funds: $698K

88% more first-time investments, than exits

New positions opened: 30 | Existing positions closed: 16

22% more repeat investments, than reductions

Existing positions increased: 39 | Existing positions reduced: 32

12% more funds holding

Funds holding: 116130 (+14)

11% more capital invested

Capital invested by funds: $447M → $497M (+$50M)

2.13% more ownership

Funds ownership: 38.77%40.9% (+2.1%)

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

Holders
130
Holders Change
+14
Holders Change %
+12.07%
% of All Funds
2.95%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.05%
New
30
Increased
39
Reduced
32
Closed
16
Calls
$3.25M
Puts
$698K
Net Calls
+$2.55M
Net Calls Change
+$2.68M
Name Holding Trade Value Shares
Change
Change in
Stake
JWS
26
Juncture Wealth Strategies
Arizona
$2.47M +$141K +1,141 +6%
UCFA
27
United Capital Financial Advisors
Texas
$2.36M +$215K +1,739 +10%
AG
28
Advisor Group
Arizona
$2.31M +$424K +3,428 +23%
LTFS
29
Ladenburg Thalmann Financial Services
Florida
$2.23M +$210K +1,698 +10%
MML Investors Services
30
MML Investors Services
Massachusetts
$2.23M +$552K +4,465 +33%
BAS
31
Brown Advisory Securities
Maryland
$2.16M -$24.7K -200 -1%
Citigroup
32
Citigroup
New York
$1.64M +$122K +987 +8%
FAAS
33
First Allied Advisory Services
California
$1.55M +$93.9K +760 +6%
Susquehanna International Group
34
Susquehanna International Group
Pennsylvania
$1.53M -$2.46M -19,942 -62%
CAN
35
Cetera Advisor Networks
California
$1.5M +$115K +931 +8%
JP Morgan Chase
36
JP Morgan Chase
New York
$1.46M -$9.88K -80 -0.7%
Baird Financial Group
37
Baird Financial Group
Wisconsin
$1.38M -$36.3K -294 -3%
HH
38
Hilltop Holdings
Texas
$1.35M +$1.34M +10,846 New
SAM
39
SignalPoint Asset Management
Missouri
$1.35M -$66.7K -540 -5%
TYCC
40
Texas Yale Capital Corp
Florida
$1.27M
SB
41
Suntrust Banks
Georgia
$1.1M +$16.6K +134 +2%
RCG
42
Ruggie Capital Group
Florida
$1.08M +$1.15M +9,320 New
SCP
43
Syntal Capital Partners
Texas
$1.02M +$1.01M +8,162 New
KWM
44
Kingsview Wealth Management
Oregon
$1.01M -$20.3K -164 -2%
BPC
45
Banque Pictet & Cie
Switzerland
$965K +$419K +3,395 +78%
MC
46
Moors & Cabot
Massachusetts
$896K -$39.5K -320 -4%
KA
47
Kovack Advisors
Florida
$839K +$403K +3,259 +94%
IA
48
IFP Advisors
Florida
$835K -$20.5K -166 -2%
CA
49
Cetera Advisors
Colorado
$827K -$34.8K -282 -4%
RJT
50
Raymond James Trust
Florida
$808K +$117K +943 +17%

FBT Hedge Fund Activity: Q4 2017 in Review

130 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in First Trust NYSE Arca Biotechnology Index Fund (FBT) for Q4 2017, worth a combined $497M — up 11% from $447M a quarter earlier.

Buyers outnumbered sellers: 30 funds opened new FBT positions and 16 closed out — a net gain of 14 holders — while 39 added to existing stakes and 32 trimmed.

The largest buyer was Churchill Management, adding an estimated $33.2M. The largest seller was Morgan Stanley, cutting an estimated $10.7M.

  • 130 institutional investors held First Trust NYSE Arca Biotechnology Index Fund (FBT) as of Q4 2017, up from 116 in Q3 2017.
  • Funds reported $497M of First Trust NYSE Arca Biotechnology Index Fund stock for Q4 2017, up 11% quarter-over-quarter.
  • 30 funds opened new First Trust NYSE Arca Biotechnology Index Fund positions in Q4 2017 and 16 closed out, a net change of +14 holders.
  • The largest First Trust NYSE Arca Biotechnology Index Fund buyer in Q4 2017 was Churchill Management, an estimated $33.2M added.
  • The largest First Trust NYSE Arca Biotechnology Index Fund seller in Q4 2017 was Morgan Stanley, an estimated $10.7M sold.

Based on aggregated 13F filings for Q4 2017.