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First Trust NYSE Arca Biotechnology Index Fund

111 hedge funds and large institutions have $292M invested in First Trust NYSE Arca Biotechnology Index Fund in 2016 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 27 increasing their positions, 48 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 9

61% more call options, than puts

Call options by funds: $3.62M | Put options by funds: $2.24M

6% more capital invested

Capital invested by funds: $274M → $292M (+$17.5M)

4% more funds holding

Funds holding: 107111 (+4)

0.01% more ownership

Funds ownership: 33.81%33.81% (+0.01%)

0% more funds holding in top 10

Funds holding in top 10: 44 (0)

44% less repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 48

Holders
111
Holders Change
+4
Holders Change %
+3.74%
% of All Funds
2.96%
Holding in Top 10
4
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.11%
New
15
Increased
27
Reduced
48
Closed
9
Calls
$3.62M
Puts
$2.24M
Net Calls
+$1.37M
Net Calls Change
+$228K
Name Holding Trade Value Shares
Change
Change in
Stake
AA
26
Ancora Advisors
Ohio
$2.12M -$94.2K -960 -4%
JWS
27
Juncture Wealth Strategies
Arizona
$1.93M +$55.4K +565 +3%
Nomura Asset Management
28
Nomura Asset Management
Japan
$1.83M +$1.07M +10,871 +146%
MFS
29
MSI Financial Services
Massachusetts
$1.76M -$126K -1,284 -7%
PAG
30
Private Advisor Group
New Jersey
$1.69M +$1.68M +17,112 New
FHC
31
First Heartland Consultants
Missouri
$1.6M +$1.05M +10,717 +201%
WA
32
WESPAC Advisors
California
$1.56M +$400K +4,081 +35%
Janney Montgomery Scott
33
Janney Montgomery Scott
Pennsylvania
$1.48M +$1.46M +14,847 New
BRWA
34
B. Riley Wealth Advisors
Florida
$1.48M -$10.3K -105 -0.7%
SAM
35
SignalPoint Asset Management
Missouri
$1.47M -$126K -1,280 -8%
IA
36
IFP Advisors
Florida
$1.36M -$40.4K -412 -3%
Cambridge Investment Research Advisors
37
Cambridge Investment Research Advisors
Iowa
$1.17M +$1.15M +11,764 New
UCFA
38
United Capital Financial Advisors
Texas
$1.12M -$22.1K -225 -2%
HH
39
Hilltop Holdings
Texas
$1.08M
Envestnet Asset Management
40
Envestnet Asset Management
Illinois
$1.05M -$1.31M -13,402 -56%
OC
41
Oppenheimer & Co
New York
$992K -$131K -1,335 -12%
CAN
42
Cetera Advisor Networks
California
$958K -$12.1K -123 -1%
JP Morgan Chase
43
JP Morgan Chase
New York
$881K -$323K -3,291 -27%
JAFL
44
Jay A. Fishman Ltd
Michigan
$810K -$196K -2,000 -20%
FAAS
45
First Allied Advisory Services
California
$771K -$186K -1,893 -20%
VFA
46
Voya Financial Advisors
Connecticut
$757K -$159K -1,617 -17%
JIP
47
Jaffetilchin Investment Partners
Florida
$736K +$37.1K +378 +5%
MC
48
Moors & Cabot
Massachusetts
$703K -$324K -3,299 -32%
RJT
49
Raymond James Trust
Florida
$653K +$98.1K +1,000 +18%
BAS
50
Brown Advisory Securities
Maryland
$632K +$218K +2,225 +54%

FBT Hedge Fund Activity: Q3 2016 in Review

111 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in First Trust NYSE Arca Biotechnology Index Fund (FBT) for Q3 2016, worth a combined $292M — up 6.4% from $274M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new FBT positions and 9 closed out — a net gain of 6 holders — while 27 added to existing stakes and 48 trimmed.

The largest buyer was Wells Fargo, adding an estimated $4.94M. The largest seller was SG Americas Securities, cutting an estimated $5.65M.

  • 111 institutional investors held First Trust NYSE Arca Biotechnology Index Fund (FBT) as of Q3 2016, up from 107 in Q2 2016.
  • Funds reported $292M of First Trust NYSE Arca Biotechnology Index Fund stock for Q3 2016, up 6.4% quarter-over-quarter.
  • 15 funds opened new First Trust NYSE Arca Biotechnology Index Fund positions in Q3 2016 and 9 closed out, a net change of +6 holders.
  • The largest First Trust NYSE Arca Biotechnology Index Fund buyer in Q3 2016 was Wells Fargo, an estimated $4.94M added.
  • The largest First Trust NYSE Arca Biotechnology Index Fund seller in Q3 2016 was SG Americas Securities, an estimated $5.65M sold.

Based on aggregated 13F filings for Q3 2016.