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First Trust NYSE Arca Biotechnology Index Fund

107 hedge funds and large institutions have $274M invested in First Trust NYSE Arca Biotechnology Index Fund in 2016 Q2 according to their latest regulatory filings, with 14 funds opening new positions, 26 increasing their positions, 47 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

426% more call options, than puts

Call options by funds: $1.41M | Put options by funds: $269K

0% more funds holding

Funds holding: 107107 (0)

0% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 14

0.25% less ownership

Funds ownership: 34.06%33.81% (-0.25%)

8% less capital invested

Capital invested by funds: $297M → $274M (-$22.9M)

20% less funds holding in top 10

Funds holding in top 10: 54 (-1)

45% less repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 47

Holders
107
Holders Change
Holders Change %
0%
% of All Funds
2.85%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.11%
New
14
Increased
26
Reduced
47
Closed
14
Calls
$1.41M
Puts
$269K
Net Calls
+$1.15M
Net Calls Change
+$1.12M
Name Holding Trade Value Shares
Change
Change in
Stake
Susquehanna International Group
26
Susquehanna International Group
Pennsylvania
$2.12M -$479K -5,215 -18%
AA
27
Ancora Advisors
Ohio
$1.99M -$81.1K -883 -4%
AG
28
Advisor Group
Arizona
$1.94M +$2M +21,747 New
VKH
29
Virtu KCG Holdings
New York
$1.74M +$248K +2,697 +16%
MFS
30
MSI Financial Services
Massachusetts
$1.7M -$73.8K -804 -4%
JWS
31
Juncture Wealth Strategies
Arizona
$1.68M -$18.6K -202 -1%
SAM
32
SignalPoint Asset Management
Missouri
$1.43M -$97.1K -1,057 -6%
Jane Street
33
Jane Street
New York
$1.42M -$7.02M -76,482 -83%
BRWA
34
B. Riley Wealth Advisors
Florida
$1.33M +$1.37M +14,897 New
IA
35
IFP Advisors
Florida
$1.26M +$856K +9,318 +197%
JP Morgan Chase
36
JP Morgan Chase
New York
$1.08M -$347K -3,783 -24%
WA
37
WESPAC Advisors
California
$1.04M +$112K +1,214 +12%
UCFA
38
United Capital Financial Advisors
Texas
$1.02M +$27.6K +300 +3%
OC
39
Oppenheimer & Co
New York
$1.01M +$182K +1,979 +21%
MWM
40
MinichMacGregor Wealth Management
New York
$979K +$1.24M +13,496 +38,560%
HH
41
Hilltop Holdings
Texas
$970K
MC
42
Moors & Cabot
Massachusetts
$927K -$188K -2,046 -17%
JAFL
43
Jay A. Fishman Ltd
Michigan
$906K -$193K -2,100 -17%
CAN
44
Cetera Advisor Networks
California
$869K -$42.4K -462 -5%
FAAS
45
First Allied Advisory Services
California
$862K -$55.8K -607 -6%
VFA
46
Voya Financial Advisors
Connecticut
$826K +$159K +1,731 +23%
Nomura Asset Management
47
Nomura Asset Management
Japan
$667K +$314K +3,416 +85%
LTFS
48
Ladenburg Thalmann Financial Services
Florida
$661K +$20.7K +225 +3%
HF
49
HRT Financial
New York
$651K -$1.84M -20,033 -73%
JIP
50
Jaffetilchin Investment Partners
Florida
$627K +$11.5K +125 +2%

FBT Hedge Fund Activity: Q2 2016 in Review

107 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in First Trust NYSE Arca Biotechnology Index Fund (FBT) for Q2 2016, worth a combined $274M — down 7.7% from $297M a quarter earlier.

Fund positioning in FBT was balanced in Q2 2016: 14 funds opened new positions, 14 closed out, 26 added to existing stakes and 47 trimmed.

The largest buyer was SG Americas Securities, adding an estimated $5.8M. The largest seller was LPL Financial, cutting an estimated $14.9M.

  • 107 institutional investors held First Trust NYSE Arca Biotechnology Index Fund (FBT) as of Q2 2016, unchanged from Q1 2016.
  • Funds reported $274M of First Trust NYSE Arca Biotechnology Index Fund stock for Q2 2016, down 7.7% quarter-over-quarter.
  • 14 funds opened new First Trust NYSE Arca Biotechnology Index Fund positions in Q2 2016 and 14 closed out, a net change of 0 holders.
  • The largest First Trust NYSE Arca Biotechnology Index Fund buyer in Q2 2016 was SG Americas Securities, an estimated $5.8M added.
  • The largest First Trust NYSE Arca Biotechnology Index Fund seller in Q2 2016 was LPL Financial, an estimated $14.9M sold.

Based on aggregated 13F filings for Q2 2016.