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FAV

FIRST TRUST DIVIDEND AND INCOME FD COM
FAV

Delisted

FAV was delisted on the 21st of October, 2016.

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0 hedge funds and large institutions have $0 invested in FIRST TRUST DIVIDEND AND INCOME FD COM in 2016 Q4 according to their latest regulatory filings, with 0 funds opening new positions, 0 increasing their positions, 0 reducing their positions, and 25 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% less funds holding

Funds holding: 25 → 0 (-25)

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

100% less capital invested

Capital invested by funds: $34.6M → $0 (-$34.6M)

100% less first-time investments, than exits

New positions opened: 0 | Existing positions closed: 25

Holders
–
Holders Change
-25
Holders Change %
-100%
% of All Funds
–
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
–
Increased
–
Reduced
–
Closed
25
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

No buyers this quarter

Top Sellers

Rank Fund Capital Flow
1
BI
Bulldog Investors
New Jersey
-$20M
2
SIA
Sit Investment Associates
Minnesota
-$7.61M
3
CCP
Clough Capital Partners
Massachusetts
-$835K
4
GC
Guggenheim Capital
Illinois
-$811K
5
Wells Fargo
Wells Fargo
California
-$806K
Name Holding Trade Value Shares
Change 		Change in
Stake
BI
1
Bulldog Investors
New Jersey
– -$20M -2,190,168 Closed
SIA
2
Sit Investment Associates
Minnesota
– -$7.61M -834,984 Closed
CCP
3
Clough Capital Partners
Massachusetts
– -$835K -91,700 Closed
GC
4
Guggenheim Capital
Illinois
– -$811K -89,054 Closed
Wells Fargo
5
Wells Fargo
California
– -$806K -88,488 Closed
1CP
6
1607 Capital Partners
Virginia
– -$605K -66,458 Closed
RJA
7
Raymond James & Associates
Florida
– -$593K -65,062 Closed
RVPG
8
Relative Value Partners Group
– -$572K -62,835 Closed
Citigroup
9
Citigroup
New York
– -$492K -53,998 Closed
UBS Group
10
UBS Group
Switzerland
– -$403K -44,237 Closed
LTFS
11
Ladenburg Thalmann Financial Services
Florida
– -$353K -38,682 Closed
RJFSA
12
Raymond James Financial Services Advisors
Florida
– -$291K -31,973 Closed
IA
13
Icon Advisers
Colorado
– -$279K -30,649 Closed
LPL Financial
14
LPL Financial
California
– -$222K -24,391 Closed
OC
15
Oppenheimer & Co
New York
– -$221K -24,208 Closed
RJT
16
Raymond James Trust
Florida
– -$205K -22,500 Closed
AG
17
Advisor Group
Arizona
– -$102K -11,200 Closed
Morgan Stanley
18
Morgan Stanley
New York
– -$94K -10,350 Closed
IA
19
IFP Advisors
Florida
– -$52K -5,657 Closed
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
– -$17K -1,878 Closed
GI
21
Gradient Investments
Minnesota
– -$15K -1,700 Closed
Bank of America
22
Bank of America
North Carolina
– -$14K -1,525 Closed
AA
23
Advisory Alpha
Michigan
– -$13K -1,444 Closed
MFS
24
MSI Financial Services
Massachusetts
– -$11K -1,226 Closed
NFG
25
Next Financial Group
Texas
– -$10K -1,100 Closed

FAV Hedge Fund Activity: Q4 2016 in Review

0 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in FIRST TRUST DIVIDEND AND INCOME FD COM (FAV) for Q4 2016, worth a combined $0 — down 100% from $34.6M a quarter earlier.

Sellers outnumbered buyers: 25 funds closed out of FAV and 0 opened new positions — a net loss of 25 holders — while 0 trimmed existing stakes and 0 added.

The largest seller was Bulldog Investors, exiting entirely with an estimated $20M sold.

  • 0 institutional investors held FIRST TRUST DIVIDEND AND INCOME FD COM (FAV) as of Q4 2016, down from 25 in Q3 2016.
  • Funds reported $0 of FIRST TRUST DIVIDEND AND INCOME FD COM stock for Q4 2016, down 100% quarter-over-quarter.
  • 0 funds opened new FIRST TRUST DIVIDEND AND INCOME FD COM positions in Q4 2016 and 25 closed out, a net change of -25 holders.
  • The largest FIRST TRUST DIVIDEND AND INCOME FD COM seller in Q4 2016 was Bulldog Investors, an estimated $20M sold.

Based on aggregated 13F filings for Q4 2016.