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First Trust Multi Cap Growth AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Rockefeller Capital Management
76
Rockefeller Capital Management
New York
$132K -$829 -5 -0.6%
SAM
77
Smartleaf Asset Management
Massachusetts
$115K
NA
78
NewEdge Advisors
Louisiana
$76.9K
AIS
79
Advocate Investing Services
Maryland
$69K +$49.7K +300 +224%
SIS
80
Sound Income Strategies
Florida
$67K -$7.3K -44 -10%
US Bancorp
81
US Bancorp
Minnesota
$61.8K
Fidelity Investments
82
Fidelity Investments
Massachusetts
$58.8K -$9.45K -57 -13%
CFB
83
Cullen/Frost Bankers
Texas
$50.4K -$6.96K -42 -12%
CFD
84
Creative Financial Designs
Indiana
$48.3K +$50.4K +304 New
OSAM
85
O'Shaughnessy Asset Management
Connecticut
$38.6K
TSMHT
86
Thurston Springer Miller Herd & Titak
Indiana
$36.7K
AF
87
Allworth Financial
California
$31.8K
NS
88
NBC Securities
Alabama
$27K
GFA
89
Godfrey Financial Associates
New York
$23.4K
NEWAS
90
N.E.W. Advisory Services
Wisconsin
$21.9K
William Blair & Company
91
William Blair & Company
Illinois
$18.3K
BlackRock
92
BlackRock
New York
$16.4K +$17.1K +103 New
Fifth Third Bancorp
93
Fifth Third Bancorp
Ohio
$14K +$14.6K +88 New
BTI
94
Blue Trust Inc
Georgia
$13.4K
AAP
95
Arax Advisory Partners
Colorado
$9.29K +$9.62K +58 New
Citigroup
96
Citigroup
New York
$7.95K
LWMI
97
Legacy Wealth Management (Idaho)
Idaho
$7.31K +$7.63K +46 New
SPIA
98
Steward Partners Investment Advisory
New York
$2.54K
Russell Investments Group
99
Russell Investments Group
United Kingdom
$954
KWS
100
Keystone Wealth Services
California
-$6.55M -53,800 Closed