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First Trust Multi Cap Growth AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
IA
26
IFP Advisors
Florida
$545K -$20.7K -214 -3%
Stifel Financial
27
Stifel Financial
Missouri
$506K -$76.5K -792 -13%
SWP
28
Stratos Wealth Partners
Ohio
$503K +$512K +5,301 New
Rockefeller Capital Management
29
Rockefeller Capital Management
New York
$468K +$1.64K +17 +0.3%
CAN
30
Cetera Advisor Networks
California
$430K -$32.6K -338 -7%
GWM
31
Geneos Wealth Management
Colorado
$416K +$402K +4,160 +1,825%
PFS
32
Prospera Financial Services
Texas
$403K +$411K +4,250 New
NL
33
NWAM LLC
Washington
$384K -$23.1K -239 -6%
LRPA
34
L. Roy Papp & Associates
Arizona
$297K -$4.83K -50 -2%
WH
35
Willner & Heller
California
$293K +$298K +3,088 New
IAIM
36
International Assets Investment Management
Florida
$278K +$21.8K +226 +8%
KAS
37
Kestra Advisory Services
Texas
$256K +$261K +2,700 New
GWP
38
Gateway Wealth Partners
Wisconsin
$222K +$226K +2,344 New
1SB
39
1ST Source Bank
Indiana
$213K
CA
40
Cetera Advisors
Colorado
$203K +$207K +2,145 New
Carson Wealth (CWM LLC)
41
Carson Wealth (CWM LLC)
Nebraska
$195K +$290 +3 +0.1%
Northwestern Mutual Wealth Management
42
Northwestern Mutual Wealth Management
Wisconsin
$129K +$125K +1,297 +2,126%
NA
43
NewEdge Advisors
Louisiana
$119K +$124K +1,286 New
Citigroup
44
Citigroup
New York
$88.5K
AP
45
Advisors Preferred
Maryland
$63.9K +$66K +683 New
SWM
46
Spire Wealth Management
Virginia
$41K
Fidelity Investments
47
Fidelity Investments
Massachusetts
$25.9K -$1.83K -19 -7%
CA
48
CoreCap Advisors
Michigan
$23.7K +$24.1K +250 New
LS
49
Leelyn Smith
Illinois
$18.5K
IGWM
50
ICA Group Wealth Management
Colorado
$14.2K +$14.5K +150 New