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First Trust Multi Cap Growth AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
LI
26
LVZ Inc
Michigan
$384K -$204K -2,876 -37%
WSTAM
27
Wilbanks Smith & Thomas Asset Management
Virginia
$288K
Stifel Financial
28
Stifel Financial
Missouri
$263K +$240K +3,378 New
WI
29
Wintrust Investments
Illinois
$258K
Carson Wealth (CWM LLC)
30
Carson Wealth (CWM LLC)
Nebraska
$245K
IAIM
31
International Assets Investment Management
Florida
$208K -$65.3K -920 -26%
CFGS
32
Concourse Financial Group Securities
Alabama
$58K
GWM
33
Geneos Wealth Management
Colorado
$47K +$3.55K +50 +9%
RFWA
34
RPg Family Wealth Advisory
Massachusetts
$46.5K -$10.3K -145 -20%
Citigroup
35
Citigroup
New York
$36K
Fidelity Investments
36
Fidelity Investments
Massachusetts
$32K -$13.9K -196 -33%
TI
37
tru Independence
Oregon
$10K
BFEC
38
Benjamin F. Edwards & Company
Missouri
$9K
CAC
39
Certified Advisory Corp
Florida
$9K
SPIA
40
Steward Partners Investment Advisory
New York
$3K
SFS
41
Sowell Financial Services
Arkansas
$1K
Envestnet Asset Management
42
Envestnet Asset Management
Illinois
-$1.48M -24,390 Closed
Jane Street
43
Jane Street
New York
-$695K -11,486 Closed
GSWM
44
Golden State Wealth Management
California
-$627K -10,372 Closed
DADC
45
D.A. Davidson & Co
Montana
-$272K -4,493 Closed
ASN
46
Advisory Services Network
Georgia
-$64K -1,060 Closed
Fifth Third Bancorp
47
Fifth Third Bancorp
Ohio
-$24K -400 Closed
AIC
48
Ameritas Investment Company
Nebraska
-$9K -141 Closed