EMO

ClearBridge Energy Midstream Opportunity Fund
EMO

Overview Fund Activity

28 hedge funds and large institutions have $106M invested in ClearBridge Energy Midstream Opportunity Fund in 2013 Q4 according to their latest regulatory filings, with 2 funds opening new positions, 12 increasing their positions, 9 reducing their positions, and 4 closing their positions.

Holders
28
Holders Change
-2
Holders Change %
-6.67%
% of All Funds
0.81%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
12
Reduced
9
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$39.4M
2
GC
2
Guggenheim Capital
Illinois
$15.2M
3
AAM
3
Advisors Asset Management
Colorado
$17.8M
4
Invesco
4
Invesco
Georgia
$9.78M
5
U
5
UBS
Switzerland
$2.99M

Top Sellers

1
Bank of America
1
Bank of America
North Carolina
$7.34M
2
Ameriprise
2
Ameriprise
Minnesota
$0
3
Cohen & Steers
3
Cohen & Steers
New York
$2.53M
4
Comerica Bank
4
Comerica Bank
Texas
$0
5
Deutsche Bank
5
Deutsche Bank
Germany
$47K
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$39.4M +$2.6M +22,457 +7%
AAM
2
Advisors Asset Management
Colorado
$17.8M +$1.95M +16,834 +12%
GC
3
Guggenheim Capital
Illinois
$15.2M +$2.55M +22,039 +20%
Invesco
4
Invesco
Georgia
$9.78M +$1.76M +15,173 +22%
Bank of America
5
Bank of America
North Carolina
$7.34M -$4.55M -39,240 -38%
U
6
UBS
Switzerland
$2.99M +$1.16M +10,037 +64%
Cohen & Steers
7
Cohen & Steers
New York
$2.53M -$401K -3,460 -14%
SI
8
Stephens Inc
Arkansas
$1.65M -$11.6K -100 -0.7%
Wells Fargo
9
Wells Fargo
California
$1.5M -$51.6K -445 -3%
RJA
10
Raymond James & Associates
Florida
$1.06M -$50.2K -433 -5%
Citigroup
11
Citigroup
New York
$1.01M +$57.3K +494 +6%
ClearBridge Investments
12
ClearBridge Investments
New York
$932K +$16.2K +140 +2%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$909K +$443K +3,820 +95%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$838K +$174K +1,500 +26%
JPMorgan Chase & Co
15
JPMorgan Chase & Co
New York
$788K – – –
CNB
16
City National Bank
California
$433K +$433K +3,734 New
PCM
17
Palouse Capital Management
Washington
$421K +$50.5K +436 +14%
DWT
18
Dorsey & Whitney Trust
South Dakota
$341K +$5.1K +44 +2%
WS
19
Wedbush Securities
California
$208K -$10.3K -89 -5%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$195K – – –
DADC
21
D.A. Davidson & Co
Montana
$96K +$8.66K +75 +10%
US Bancorp
22
US Bancorp
Minnesota
$75K – – –
TRCT
23
Tower Research Capital (TRC)
New York
$60K +$60K +515 New
Deutsche Bank
24
Deutsche Bank
Germany
$47K -$70.1K -610 -60%
Bank of Montreal
25
Bank of Montreal
Ontario, Canada
$46K -$15.6K -136 -25%
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