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EMO

ClearBridge Energy Midstream Opportunity Fund

28 hedge funds and large institutions have $106M invested in ClearBridge Energy Midstream Opportunity Fund in 2013 Q4 according to their latest regulatory filings, with 2 funds opening new positions, 12 increasing their positions, 9 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 9

4% more capital invested

Capital invested by funds: $101M → $106M (+$4.53M)

0.05% more ownership

Funds ownership: 2.91%2.97% (+0.05%)

7% less funds holding

Funds holding: 3028 (-2)

50% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 4

Holders
28
Holders Change
-2
Holders Change %
-6.67%
% of All Funds
0.81%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
12
Reduced
9
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$39.4M +$2.53M +22,457 +7%
AAM
2
Advisors Asset Management
Colorado
$17.8M +$1.9M +16,834 +12%
GC
3
Guggenheim Capital
Illinois
$15.2M +$2.49M +22,039 +20%
Invesco
4
Invesco
Georgia
$9.78M +$1.71M +15,173 +22%
Bank of America
5
Bank of America
North Carolina
$7.34M -$4.42M -39,240 -38%
U
6
UBS
Switzerland
$2.99M +$1.13M +10,037 +64%
Cohen & Steers
7
Cohen & Steers
New York
$2.53M -$390K -3,460 -14%
SI
8
Stephens Inc
Arkansas
$1.65M -$11.3K -100 -0.7%
Wells Fargo
9
Wells Fargo
California
$1.5M -$50.2K -445 -3%
RJA
10
Raymond James & Associates
Florida
$1.06M -$48.8K -433 -5%
Citigroup
11
Citigroup
New York
$1.01M +$55.7K +494 +6%
ClearBridge Investments
12
ClearBridge Investments
New York
$932K +$15.8K +140 +2%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$909K +$431K +3,820 +95%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$838K +$169K +1,500 +26%
JP Morgan Chase
15
JP Morgan Chase
New York
$788K
CNB
16
City National Bank
California
$433K +$421K +3,734 New
PCM
17
Palouse Capital Management
Washington
$421K +$49.2K +436 +14%
DWT
18
Dorsey & Whitney Trust
South Dakota
$341K +$4.96K +44 +2%
WS
19
Wedbush Securities
California
$208K -$10K -89 -5%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$195K
DADC
21
D.A. Davidson & Co
Montana
$96K +$8.46K +75 +10%
US Bancorp
22
US Bancorp
Minnesota
$75K
TRCT
23
Tower Research Capital (TRC)
New York
$60K +$58.1K +515 New
Deutsche Bank
24
Deutsche Bank
Germany
$47K -$68.8K -610 -60%
Bank of Montreal
25
Bank of Montreal
Ontario, Canada
$46K -$15.3K -136 -25%

EMO Hedge Fund Activity: Q4 2013 in Review

28 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in ClearBridge Energy Midstream Opportunity Fund (EMO) for Q4 2013, worth a combined $106M — up 4.5% from $101M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of EMO and 2 opened new positions — a net loss of 2 holders — while 9 trimmed existing stakes and 12 added.

The largest buyer was Morgan Stanley, adding an estimated $2.53M. The largest seller was Bank of America, cutting an estimated $4.42M.

  • 28 institutional investors held ClearBridge Energy Midstream Opportunity Fund (EMO) as of Q4 2013, down from 30 in Q3 2013.
  • Funds reported $106M of ClearBridge Energy Midstream Opportunity Fund stock for Q4 2013, up 4.5% quarter-over-quarter.
  • 2 funds opened new ClearBridge Energy Midstream Opportunity Fund positions in Q4 2013 and 4 closed out, a net change of -2 holders.
  • The largest ClearBridge Energy Midstream Opportunity Fund buyer in Q4 2013 was Morgan Stanley, an estimated $2.53M added.
  • The largest ClearBridge Energy Midstream Opportunity Fund seller in Q4 2013 was Bank of America, an estimated $4.42M sold.

Based on aggregated 13F filings for Q4 2013.