EMO

ClearBridge Energy Midstream Opportunity Fund
EMO

Overview Fund Activity

33 hedge funds and large institutions have $134M invested in ClearBridge Energy Midstream Opportunity Fund in 2014 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 14 increasing their positions, 7 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
33
Holders Change
+2
Holders Change %
+6.45%
% of All Funds
0.95%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
14
Reduced
7
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GC
Guggenheim Capital
Illinois
$22.7M
2
Bank of America
Bank of America
North Carolina
$9.04M
3
CA
Cornerstone Advisors
North Carolina
$3.61M
4
Invesco
Invesco
Georgia
$16.3M
5
NCM
Newgate Capital Management
Connecticut
$2.24M

Top Sellers

1
DA
Doliver Advisors
Texas
$0
2
Morgan Stanley
Morgan Stanley
New York
$36.5M
3
TC
TFS Capital
Pennsylvania
$0
4
SI
Stephens Inc
Arkansas
$1.61M
5
RJA
Raymond James & Associates
Florida
$461K
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$36.5M -$684K -5,383 -2%
GC
2
Guggenheim Capital
Illinois
$22.7M +$4.6M +36,243 +25%
AAM
3
Advisors Asset Management
Colorado
$22.3M +$562K +4,425 +3%
Invesco
4
Invesco
Georgia
$16.3M +$2.5M +19,647 +18%
Bank of America
5
Bank of America
North Carolina
$9.04M +$2.84M +22,348 +46%
CA
6
Cornerstone Advisors
North Carolina
$3.61M +$2.52M +19,843 +232%
U
7
UBS
Switzerland
$3.16M +$41.9K +330 +1%
Cohen & Steers
8
Cohen & Steers
New York
$2.77M – – –
NCM
9
Newgate Capital Management
Connecticut
$2.24M +$2.24M +17,663 New
1832 Asset Management
10
1832 Asset Management
Ontario, Canada
$2.16M +$2.16M +17,000 New
BNP Paribas Financial Markets
11
BNP Paribas Financial Markets
France
$1.74M +$163K +1,280 +10%
Wells Fargo
12
Wells Fargo
California
$1.63M +$150K +1,181 +10%
SI
13
Stephens Inc
Arkansas
$1.61M -$196K -1,543 -11%
CNB
14
City National Bank
California
$1.28M +$480K +3,781 +60%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$1.06M +$36.1K +284 +4%
ClearBridge Investments
16
ClearBridge Investments
New York
$1.02M – – –
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$1.02M -$25.6K -202 -2%
Citigroup
18
Citigroup
New York
$911K -$3.3K -26 -0.4%
JPMorgan Chase & Co
19
JPMorgan Chase & Co
New York
$864K – – –
RJA
20
Raymond James & Associates
Florida
$461K -$184K -1,447 -29%
CT
21
Cambridge Trust
Massachusetts
$455K +$455K +3,586 New
DWT
22
Dorsey & Whitney Trust
South Dakota
$385K +$5.46K +43 +1%
PCM
23
Palouse Capital Management
Washington
$356K – – –
WS
24
Wedbush Securities
California
$340K +$112K +882 +49%
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$226K +$127 +1 +0.1%
1
2