EMO

ClearBridge Energy Midstream Opportunity Fund
EMO

Overview Fund Activity

43 hedge funds and large institutions have $89.7M invested in ClearBridge Energy Midstream Opportunity Fund in 2017 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 16 increasing their positions, 14 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
43
Holders Change
+6
Holders Change %
+16.22%
% of All Funds
0.98%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
16
Reduced
14
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
MGAM
McGowan Group Asset Management
Texas
$9.31M
2
GC
Guggenheim Capital
Illinois
$6.46M
3
UBS Group
UBS Group
Switzerland
$5.69M
4
Morgan Stanley
Morgan Stanley
New York
$9.87M
5
Ameriprise
Ameriprise
Minnesota
$4.69M

Top Sellers

1
Bank of America
Bank of America
North Carolina
$11.1M
2
Wells Fargo
Wells Fargo
California
$2.97M
3
SIA
Sit Investment Associates
Minnesota
$7.75M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$3.11M
5
DA
Doliver Advisors
Texas
$1.06M
Name Holding Trade Value Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$11.1M -$4.68M -79,399 -30%
Morgan Stanley
2
Morgan Stanley
New York
$9.87M +$919K +15,581 +10%
MGAM
3
McGowan Group Asset Management
Texas
$9.31M +$9.31M +157,861 New
SIA
4
Sit Investment Associates
Minnesota
$7.75M -$2.71M -45,986 -26%
AAM
5
Advisors Asset Management
Colorado
$7.58M -$163K -2,755 -2%
TB
6
Terril Brothers
Missouri
$6.88M -$57.4K -973 -0.8%
GC
7
Guggenheim Capital
Illinois
$6.46M +$1.24M +20,977 +24%
UBS Group
8
UBS Group
Switzerland
$5.69M +$1.15M +19,419 +25%
Ameriprise
9
Ameriprise
Minnesota
$4.69M +$582K +9,882 +14%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$3.11M -$587K -9,942 -16%
Wells Fargo
11
Wells Fargo
California
$2.97M -$2.78M -47,112 -48%
QPWM
12
Quadrant Private Wealth Management
Pennsylvania
$2.94M – – –
SIA
13
SeaBridge Investment Advisors
New Jersey
$1.36M +$10.5K +178 +0.8%
DA
14
Doliver Advisors
Texas
$1.06M -$432K -7,331 -29%
CF
15
Centaurus Financial
California
$959K +$959K +16,258 New
Invesco
16
Invesco
Georgia
$950K +$177 +3 +0%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$876K +$571K +9,669 +187%
US Bancorp
18
US Bancorp
Minnesota
$776K – – –
SI
19
Stephens Inc
Arkansas
$548K +$355K +6,012 +184%
LWAC
20
Laurel Wealth Advisors (California)
California
$545K -$21.9K -371 -4%
WAM
21
Weiss Asset Management
Massachusetts
$469K +$469K +7,951 New
RJA
22
Raymond James & Associates
Florida
$427K -$66.6K -1,130 -13%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$418K +$98.9K +1,678 +31%
Janney Montgomery Scott
24
Janney Montgomery Scott
Pennsylvania
$413K -$36K -610 -8%
BTS
25
BB&T Securities
Virginia
$383K +$211K +3,573 +122%
1
2