EMO

ClearBridge Energy Midstream Opportunity Fund
EMO

Overview Fund Activity

31 hedge funds and large institutions have $105M invested in ClearBridge Energy Midstream Opportunity Fund in 2014 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 8 increasing their positions, 9 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
31
Holders Change
+3
Holders Change %
+10.71%
% of All Funds
0.9%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
8
Reduced
9
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Invesco
Invesco
Georgia
$12.3M
2
AAM
Advisors Asset Management
Colorado
$19.2M
3
BNP Paribas Financial Markets
BNP Paribas Financial Markets
France
$1.46M
4
GC
Guggenheim Capital
Illinois
$16M
5
CA
Cornerstone Advisors
North Carolina
$964K

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
$32.9M
2
Bank of America
Bank of America
North Carolina
$5.49M
3
RJA
Raymond James & Associates
Florida
$571K
4
Citigroup
Citigroup
New York
$810K
5
Wells Fargo
Wells Fargo
California
$1.31M
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$32.9M -$5.31M -47,205 -14%
AAM
2
Advisors Asset Management
Colorado
$19.2M +$1.99M +17,704 +12%
GC
3
Guggenheim Capital
Illinois
$16M +$1.33M +11,810 +9%
Invesco
4
Invesco
Georgia
$12.3M +$2.76M +24,558 +29%
Bank of America
5
Bank of America
North Carolina
$5.49M -$1.63M -14,477 -23%
U
6
UBS
Switzerland
$2.77M -$135K -1,198 -5%
Cohen & Steers
7
Cohen & Steers
New York
$2.45M – – –
SI
8
Stephens Inc
Arkansas
$1.6M – – –
BNP Paribas Financial Markets
9
BNP Paribas Financial Markets
France
$1.46M +$1.46M +12,424 New
Wells Fargo
10
Wells Fargo
California
$1.31M -$150K -1,332 -10%
CA
11
Cornerstone Advisors
North Carolina
$964K +$964K +8,570 New
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$922K +$39.7K +353 +5%
ClearBridge Investments
13
ClearBridge Investments
New York
$905K – – –
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$905K +$91.2K +810 +11%
DA
15
Doliver Advisors
Texas
$875K +$875K +7,774 New
Citigroup
16
Citigroup
New York
$810K -$172K -1,524 -17%
JPMorgan Chase & Co
17
JPMorgan Chase & Co
New York
$765K – – –
CNB
18
City National Bank
California
$706K +$286K +2,542 +68%
TC
19
TFS Capital
Pennsylvania
$574K +$574K +5,100 New
RJA
20
Raymond James & Associates
Florida
$571K -$460K -4,092 -45%
DWT
21
Dorsey & Whitney Trust
South Dakota
$336K +$5.17K +46 +2%
PCM
22
Palouse Capital Management
Washington
$315K -$94.1K -836 -23%
WS
23
Wedbush Securities
California
$202K – – –
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$200K +$11.2K +100 +6%
US Bancorp
25
US Bancorp
Minnesota
$73K – – –
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