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EMO

ClearBridge Energy Midstream Opportunity Fund

31 hedge funds and large institutions have $105M invested in ClearBridge Energy Midstream Opportunity Fund in 2014 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 8 increasing their positions, 9 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 1

11% more funds holding

Funds holding: 2831 (+3)

0.04% more ownership

Funds ownership: 2.97%3.01% (+0.04%)

1% less capital invested

Capital invested by funds: $106M → $105M (-$751K)

11% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 9

Holders
31
Holders Change
+3
Holders Change %
+10.71%
% of All Funds
0.9%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
8
Reduced
9
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$32.9M -$5.31M -47,205 -14%
AAM
2
Advisors Asset Management
Colorado
$19.2M +$1.99M +17,704 +12%
GC
3
Guggenheim Capital
Illinois
$16M +$1.33M +11,810 +9%
Invesco
4
Invesco
Georgia
$12.3M +$2.76M +24,558 +29%
Bank of America
5
Bank of America
North Carolina
$5.49M -$1.63M -14,477 -23%
U
6
UBS
Switzerland
$2.77M -$135K -1,198 -5%
Cohen & Steers
7
Cohen & Steers
New York
$2.45M
SI
8
Stephens Inc
Arkansas
$1.6M
BNP Paribas Financial Markets
9
BNP Paribas Financial Markets
France
$1.46M +$1.4M +12,424 New
Wells Fargo
10
Wells Fargo
California
$1.31M -$150K -1,332 -10%
CA
11
Cornerstone Advisors
North Carolina
$964K +$964K +8,570 New
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$922K +$39.7K +353 +5%
ClearBridge Investments
13
ClearBridge Investments
New York
$905K
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$905K +$91.1K +810 +11%
DA
15
Doliver Advisors
Texas
$875K +$875K +7,774 New
Citigroup
16
Citigroup
New York
$810K -$171K -1,524 -17%
JP Morgan Chase
17
JP Morgan Chase
New York
$765K
CNB
18
City National Bank
California
$706K +$286K +2,542 +68%
TC
19
TFS Capital
Pennsylvania
$574K +$574K +5,100 New
RJA
20
Raymond James & Associates
Florida
$571K -$460K -4,092 -45%
DWT
21
Dorsey & Whitney Trust
South Dakota
$336K +$5.18K +46 +2%
PCM
22
Palouse Capital Management
Washington
$315K -$94.1K -836 -23%
WS
23
Wedbush Securities
California
$202K
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$200K +$11.3K +100 +6%
US Bancorp
25
US Bancorp
Minnesota
$73K

EMO Hedge Fund Activity: Q1 2014 in Review

31 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in ClearBridge Energy Midstream Opportunity Fund (EMO) for Q1 2014, worth a combined $105M — down 0.71% from $106M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new EMO positions and 1 closed out — a net gain of 3 holders — while 8 added to existing stakes and 9 trimmed.

The largest buyer was Invesco, adding an estimated $2.76M. The largest seller was Morgan Stanley, cutting an estimated $5.31M.

  • 31 institutional investors held ClearBridge Energy Midstream Opportunity Fund (EMO) as of Q1 2014, up from 28 in Q4 2013.
  • Funds reported $105M of ClearBridge Energy Midstream Opportunity Fund stock for Q1 2014, down 0.71% quarter-over-quarter.
  • 4 funds opened new ClearBridge Energy Midstream Opportunity Fund positions in Q1 2014 and 1 closed out, a net change of +3 holders.
  • The largest ClearBridge Energy Midstream Opportunity Fund buyer in Q1 2014 was Invesco, an estimated $2.76M added.
  • The largest ClearBridge Energy Midstream Opportunity Fund seller in Q1 2014 was Morgan Stanley, an estimated $5.31M sold.

Based on aggregated 13F filings for Q1 2014.