EMO

ClearBridge Energy Midstream Opportunity Fund
EMO

Overview Fund Activity

39 hedge funds and large institutions have $150M invested in ClearBridge Energy Midstream Opportunity Fund in 2014 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 14 increasing their positions, 9 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
39
Holders Change
-1
Holders Change %
-2.5%
% of All Funds
1.04%
Holding in Top 10
–
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-100%
% of All Funds
–
New
8
Increased
14
Reduced
9
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
1832 Asset Management
1832 Asset Management
Ontario, Canada
$4.31M
2
SG Americas Securities
SG Americas Securities
New York
$811K
3
AAM
Advisors Asset Management
Colorado
$17.4M
4
GC
Guggenheim Capital
Illinois
$23.5M
5
Wells Fargo
Wells Fargo
California
$2.25M

Top Sellers

1
BNP Paribas Financial Markets
BNP Paribas Financial Markets
France
$1.15M
2
BTS
BB&T Securities
Virginia
$0
3
NCM
Newgate Capital Management
Connecticut
$0
4
TC
TFS Capital
Pennsylvania
$0
5
DA
Doliver Advisors
Texas
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$32.7M -$587K -4,972 -2%
GC
2
Guggenheim Capital
Illinois
$23.5M +$321K +2,720 +1%
UBS Group
3
UBS Group
Switzerland
$19.1M +$19.1M +161,926 New
AAM
4
Advisors Asset Management
Colorado
$17.4M +$542K +4,592 +3%
Invesco
5
Invesco
Georgia
$16.4M -$280K -2,372 -2%
Bank of America
6
Bank of America
North Carolina
$9.18M +$58.6K +496 +0.6%
CA
7
Cornerstone Advisors
North Carolina
$7.31M -$767K -6,498 -9%
1832 Asset Management
8
1832 Asset Management
Ontario, Canada
$4.31M +$1.24M +10,523 +40%
TB
9
Terril Brothers
Missouri
$3.48M – – –
Cohen & Steers
10
Cohen & Steers
New York
$2.57M – – –
Wells Fargo
11
Wells Fargo
California
$2.25M +$313K +2,652 +16%
SI
12
Stephens Inc
Arkansas
$1.6M +$13K +110 +0.8%
BNP Paribas Financial Markets
13
BNP Paribas Financial Markets
France
$1.15M -$2.74M -23,196 -70%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$978K +$6.73K +57 +0.7%
ClearBridge Investments
15
ClearBridge Investments
New York
$977K +$28.3K +240 +3%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$935K -$25.6K -217 -3%
Citigroup
17
Citigroup
New York
$859K -$1.77K -15 -0.2%
SG Americas Securities
18
SG Americas Securities
New York
$811K +$811K +6,873 New
JPMorgan Chase & Co
19
JPMorgan Chase & Co
New York
$803K – – –
CNB
20
City National Bank
California
$528K +$39.7K +336 +8%
RJA
21
Raymond James & Associates
Florida
$451K -$28.9K -245 -6%
CT
22
Cambridge Trust
Massachusetts
$419K -$4.73K -40 -1%
DWT
23
Dorsey & Whitney Trust
South Dakota
$366K +$3.19K +27 +0.9%
WS
24
Wedbush Securities
California
$339K -$24.4K -207 -7%
PCM
25
Palouse Capital Management
Washington
$331K – – –
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