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EMO

ClearBridge Energy Midstream Opportunity Fund

39 hedge funds and large institutions have $150M invested in ClearBridge Energy Midstream Opportunity Fund in 2014 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 14 increasing their positions, 9 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

56% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 9

0.05% more ownership

Funds ownership: 4.05%4.1% (+0.05%)

0% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 8

3% less capital invested

Capital invested by funds: $155M → $150M (-$4.97M)

3% less funds holding

Funds holding: 4039 (-1)

100% less funds holding in top 10

Funds holding in top 10: 20 (-2)

Holders
39
Holders Change
-1
Holders Change %
-2.5%
% of All Funds
1.04%
Holding in Top 10
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-100%
% of All Funds
New
8
Increased
14
Reduced
9
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$32.7M -$577K -4,972 -2%
GC
2
Guggenheim Capital
Illinois
$23.5M +$315K +2,720 +1%
UBS Group
3
UBS Group
Switzerland
$19.1M +$18.8M +161,926 New
AAM
4
Advisors Asset Management
Colorado
$17.4M +$532K +4,592 +3%
Invesco
5
Invesco
Georgia
$16.4M -$275K -2,372 -2%
Bank of America
6
Bank of America
North Carolina
$9.18M +$57.5K +496 +0.6%
CA
7
Cornerstone Advisors
North Carolina
$7.31M -$753K -6,498 -9%
1832 Asset Management
8
1832 Asset Management
Ontario, Canada
$4.31M +$1.22M +10,523 +40%
TB
9
Terril Brothers
Missouri
$3.48M
Cohen & Steers
10
Cohen & Steers
New York
$2.57M
Wells Fargo
11
Wells Fargo
California
$2.25M +$308K +2,652 +16%
SI
12
Stephens Inc
Arkansas
$1.6M +$12.8K +110 +0.8%
BNP Paribas Financial Markets
13
BNP Paribas Financial Markets
France
$1.15M -$2.69M -23,196 -70%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$978K +$6.61K +57 +0.7%
ClearBridge Investments
15
ClearBridge Investments
New York
$977K +$27.8K +240 +3%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$935K -$25.2K -217 -3%
Citigroup
17
Citigroup
New York
$859K -$1.74K -15 -0.2%
SG Americas Securities
18
SG Americas Securities
New York
$811K +$797K +6,873 New
JP Morgan Chase
19
JP Morgan Chase
New York
$803K
CNB
20
City National Bank
California
$528K +$39K +336 +8%
RJA
21
Raymond James & Associates
Florida
$451K -$28.4K -245 -6%
CT
22
Cambridge Trust
Massachusetts
$419K -$4.64K -40 -1%
DWT
23
Dorsey & Whitney Trust
South Dakota
$366K +$3.13K +27 +0.9%
WS
24
Wedbush Securities
California
$339K -$24K -207 -7%
PCM
25
Palouse Capital Management
Washington
$331K

EMO Hedge Fund Activity: Q4 2014 in Review

39 of the 3,750 institutional investors tracked by Wall St. Rank reported a position in ClearBridge Energy Midstream Opportunity Fund (EMO) for Q4 2014, worth a combined $150M — down 3.2% from $155M a quarter earlier.

Fund positioning in EMO was balanced in Q4 2014: 8 funds opened new positions, 8 closed out, 14 added to existing stakes and 9 trimmed.

The largest buyer was 1832 Asset Management, adding an estimated $1.22M. The largest seller was BNP Paribas Financial Markets, cutting an estimated $2.69M.

  • 39 institutional investors held ClearBridge Energy Midstream Opportunity Fund (EMO) as of Q4 2014, down from 40 in Q3 2014.
  • Funds reported $150M of ClearBridge Energy Midstream Opportunity Fund stock for Q4 2014, down 3.2% quarter-over-quarter.
  • 8 funds opened new ClearBridge Energy Midstream Opportunity Fund positions in Q4 2014 and 8 closed out, a net change of 0 holders.
  • The largest ClearBridge Energy Midstream Opportunity Fund buyer in Q4 2014 was 1832 Asset Management, an estimated $1.22M added.
  • The largest ClearBridge Energy Midstream Opportunity Fund seller in Q4 2014 was BNP Paribas Financial Markets, an estimated $2.69M sold.

Based on aggregated 13F filings for Q4 2014.