EMO

ClearBridge Energy Midstream Opportunity Fund
EMO

Overview Fund Activity

30 hedge funds and large institutions have $101M invested in ClearBridge Energy Midstream Opportunity Fund in 2013 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 11 increasing their positions, 8 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
30
Holders Change
-1
Holders Change %
-3.23%
% of All Funds
0.97%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
11
Reduced
8
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AAM
1
Advisors Asset Management
Colorado
$15.4M
2
Invesco
2
Invesco
Georgia
$7.82M
3
SI
3
Stephens Inc
Arkansas
$1.62M
4
GC
4
Guggenheim Capital
Illinois
$12.3M
5
PCM
5
Palouse Capital Management
Washington
$362K

Top Sellers

1
RJFSA
1
Raymond James Financial Services Advisors
Florida
$0
2
Morgan Stanley
2
Morgan Stanley
New York
$35.8M
3
OFG
3
OTA Financial Group
New York
$0
4
Ameriprise
4
Ameriprise
Minnesota
$3.68M
5
U
5
UBS
Switzerland
$1.78M
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$35.8M -$3.21M -28,367 -8%
AAM
2
Advisors Asset Management
Colorado
$15.4M +$1.73M +15,352 +13%
GC
3
Guggenheim Capital
Illinois
$12.3M +$1.06M +9,357 +9%
Bank of America
4
Bank of America
North Carolina
$11.6M -$177K -1,568 -2%
Invesco
5
Invesco
Georgia
$7.82M +$1.45M +12,810 +23%
Ameriprise
6
Ameriprise
Minnesota
$3.68M -$568K -5,028 -13%
Cohen & Steers
7
Cohen & Steers
New York
$2.85M – – –
U
8
UBS
Switzerland
$1.78M -$212K -1,880 -11%
SI
9
Stephens Inc
Arkansas
$1.62M +$1.41M +12,445 +668%
Wells Fargo
10
Wells Fargo
California
$1.52M -$48.5K -429 -3%
RJA
11
Raymond James & Associates
Florida
$1.09M +$52.7K +466 +5%
Citigroup
12
Citigroup
New York
$930K -$128K -1,132 -12%
ClearBridge Investments
13
ClearBridge Investments
New York
$893K +$45.2K +400 +5%
JPMorgan Chase & Co
14
JPMorgan Chase & Co
New York
$768K – – –
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$648K +$45.4K +402 +8%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$455K +$157K +1,390 +53%
PCM
17
Palouse Capital Management
Washington
$362K +$362K +3,200 New
DWT
18
Dorsey & Whitney Trust
South Dakota
$328K +$4.86K +43 +2%
Comerica Bank
19
Comerica Bank
Texas
$307K +$307K +2,720 New
WS
20
Wedbush Securities
California
$213K +$226 +2 +0.1%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$190K – – –
Deutsche Bank
22
Deutsche Bank
Germany
$114K +$68.2K +610 +149%
DADC
23
D.A. Davidson & Co
Montana
$85K -$38.1K -339 -31%
US Bancorp
24
US Bancorp
Minnesota
$73K – – –
AIG
25
American International Group
New York
$61.6K – – –
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