UBS’s ClearBridge Energy Midstream Opportunity Fund EMO Stock Holding History

UBS’s Portfolio EMO Stock Details EMO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$12.2M	Buy	99,913 +75,003	+301%	+$9.3M	0.01%	1296
2014 Q2	$3.16M	Buy	24,910 +330	+1%	+$39.3K	﹤0.01%	2412
2014 Q1	$2.77M	Sell	24,580 -1,198	-5%	-$135K	﹤0.01%	2454
2013 Q4	$2.99M	Buy	25,778 +10,037	+64%	+$1.13M	﹤0.01%	2398
2013 Q3	$1.78M	Sell	15,741 -1,880	-11%	-$222K	﹤0.01%	2711
2013 Q2	$2.13M	Buy	+17,621	New	+$2.08M	﹤0.01%	2471

Other funds holding EMO

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Cornerstone Advisors Asheville, North Carolina $2.72B AUM 22.17% 1-Year Est. Return

BNP Paribas Financial Markets Paris, France $206B AUM 31.61% 1-Year Est. Return

Terril Brothers St. Louis, Missouri $388M AUM 29.38% 1-Year Est. Return

1832 Asset Management Toronto, Ontario, Canada $109B AUM 35.56% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

UBS's EMO Position: Q3 2014 in Review

UBS increased its ClearBridge Energy Midstream Opportunity Fund (EMO) stake by 301% in Q3 2014, buying an estimated $9.3M and bringing the position to 99,913 shares worth $12.2M. The position accounts for 0.01% of the portfolio, ranked #1296.

UBS first reported a position in EMO in Q2 2013 and has held it in 6 quarters since. 40 funds tracked by Wall St. Rank hold EMO as of Q3 2014.

UBS held 99,913 shares of ClearBridge Energy Midstream Opportunity Fund worth $12.2M as of Q3 2014.
UBS bought 75,003 ClearBridge Energy Midstream Opportunity Fund shares in Q3 2014, an estimated $9.3M.
ClearBridge Energy Midstream Opportunity Fund made up 0.01% of UBS's portfolio in Q3 2014, its #1296 holding.
UBS first reported a position in ClearBridge Energy Midstream Opportunity Fund in Q2 2013 and has held it in 6 quarters since.
40 funds tracked by Wall St. Rank held ClearBridge Energy Midstream Opportunity Fund as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.