EMO

ClearBridge Energy Midstream Opportunity Fund
EMO

Overview Fund Activity

34 hedge funds and large institutions have $76.4M invested in ClearBridge Energy Midstream Opportunity Fund in 2016 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 10 increasing their positions, 15 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
34
Holders Change
-2
Holders Change %
-5.56%
% of All Funds
0.91%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
10
Reduced
15
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SIA
Sit Investment Associates
Minnesota
+$1.79M
2
Bank of America
Bank of America
North Carolina
+$1.51M
3
Wells Fargo
Wells Fargo
California
+$1.44M
4
LPL Financial
LPL Financial
California
+$345K
5
UBS Group
UBS Group
Switzerland
+$312K

Top Sellers

1
RCM
Rivernorth Capital Management
Florida
-$2.28M
2
SG Americas Securities
SG Americas Securities
New York
-$2.04M
3
RJFSA
Raymond James Financial Services Advisors
Florida
-$1.25M
4
WAM
Weiss Asset Management
Massachusetts
-$907K
5
Invesco
Invesco
Georgia
-$707K
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$12.3M -$677K -12,020 -5%
Bank of America
2
Bank of America
North Carolina
$11.4M +$1.51M +26,813 +15%
SIA
3
Sit Investment Associates
Minnesota
$11M +$1.79M +31,717 +19%
GC
4
Guggenheim Capital
Illinois
$8.6M -$632K -11,224 -7%
AAM
5
Advisors Asset Management
Colorado
$7.98M -$659K -11,697 -8%
Invesco
6
Invesco
Georgia
$5.13M -$707K -12,540 -12%
Wells Fargo
7
Wells Fargo
California
$4.38M +$1.44M +25,613 +49%
UBS Group
8
UBS Group
Switzerland
$4.05M +$312K +5,544 +8%
RCM
9
Rivernorth Capital Management
Florida
$2.63M -$2.28M -40,527 -46%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$2.26M -$1.25M -22,174 -36%
TB
11
Terril Brothers
Missouri
$1.48M +$20.3K +360 +1%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$1.29M -$78.8K -1,399 -6%
Cohen & Steers
13
Cohen & Steers
New York
$866K +$18.3K +325 +2%
US Bancorp
14
US Bancorp
Minnesota
$411K – – –
RJA
15
Raymond James & Associates
Florida
$363K +$13.6K +241 +4%
LPL Financial
16
LPL Financial
California
$345K +$345K +6,722 New
DA
17
Doliver Advisors
Texas
$298K -$357K -6,343 -55%
ClearBridge Investments
18
ClearBridge Investments
New York
$292K – – –
MFW
19
Mosaic Family Wealth
Missouri
$254K -$39.2K -697 -13%
TC
20
TFS Capital
Pennsylvania
$194K -$206K -3,655 -51%
DADC
21
D.A. Davidson & Co
Montana
$186K +$107K +1,900 +134%
LWAC
22
Laurel Wealth Advisors (California)
California
$179K -$33.9K -603 -16%
Citigroup
23
Citigroup
New York
$128K +$1.24K +22 +1%
WS
24
Wedbush Securities
California
$122K -$16K -284 -12%
TJHA
25
Thomas J. Herzfeld Advisors
Florida
$71K – – –
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