EMO

ClearBridge Energy Midstream Opportunity Fund
EMO

Overview Fund Activity

38 hedge funds and large institutions have $98.7M invested in ClearBridge Energy Midstream Opportunity Fund in 2015 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 11 increasing their positions, 9 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
38
Holders Change
-3
Holders Change %
-7.32%
% of All Funds
1.06%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
11
Increased
11
Reduced
9
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SIA
Sit Investment Associates
Minnesota
$8.86M
2
RJFSA
Raymond James Financial Services Advisors
Florida
$4.78M
3
RCM
Rivernorth Capital Management
Florida
$6.49M
4
Bank of America
Bank of America
North Carolina
$8.53M
5
Bank of Nova Scotia
Bank of Nova Scotia
Ontario, Canada
$2M

Top Sellers

1
UBS Group
UBS Group
Switzerland
$4.1M
2
1832 Asset Management
1832 Asset Management
Ontario, Canada
$0
3
CA
Cornerstone Advisors
North Carolina
$2.27M
4
DA
Doliver Advisors
Texas
$0
5
CRC
Curi RMB Capital
Illinois
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$17.2M +$531K +7,358 +3%
GC
2
Guggenheim Capital
Illinois
$13.6M -$1.1M -15,253 -7%
AAM
3
Advisors Asset Management
Colorado
$11M +$790K +10,960 +8%
SIA
4
Sit Investment Associates
Minnesota
$8.86M +$8.86M +122,910 New
Bank of America
5
Bank of America
North Carolina
$8.53M +$2.55M +35,392 +43%
Invesco
6
Invesco
Georgia
$8M -$531K -7,360 -6%
RCM
7
Rivernorth Capital Management
Florida
$6.49M +$3.79M +52,585 +140%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$4.78M +$4.78M +66,253 New
UBS Group
9
UBS Group
Switzerland
$4.1M -$5.11M -70,799 -55%
Wells Fargo
10
Wells Fargo
California
$2.38M +$814K +11,287 +52%
CA
11
Cornerstone Advisors
North Carolina
$2.27M -$2.07M -28,740 -48%
Bank of Nova Scotia
12
Bank of Nova Scotia
Ontario, Canada
$2M +$2M +27,647 New
TB
13
Terril Brothers
Missouri
$1.9M – – –
Cohen & Steers
14
Cohen & Steers
New York
$1.48M -$96.6K -1,340 -6%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$1.39M +$703K +9,752 +102%
SI
16
Stephens Inc
Arkansas
$1.03M +$59.6K +827 +6%
ClearBridge Investments
17
ClearBridge Investments
New York
$590K – – –
JPMorgan Chase & Co
18
JPMorgan Chase & Co
New York
$490K – – –
Citigroup
19
Citigroup
New York
$466K +$1.08K +15 +0.2%
Baird Financial Group
20
Baird Financial Group
Wisconsin
$425K +$425K +5,889 New
RJA
21
Raymond James & Associates
Florida
$314K -$7.72K -107 -2%
CNB
22
City National Bank
California
$230K -$62.7K -871 -21%
DWT
23
Dorsey & Whitney Trust
South Dakota
$217K +$2.96K +41 +1%
WS
24
Wedbush Securities
California
$204K -$26.2K -364 -11%
Fifth Third Bancorp
25
Fifth Third Bancorp
Ohio
$181K +$181K +2,516 New
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