EMO

ClearBridge Energy Midstream Opportunity Fund
EMO

Overview Fund Activity

36 hedge funds and large institutions have $128M invested in ClearBridge Energy Midstream Opportunity Fund in 2015 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 7 increasing their positions, 11 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
36
Holders Change
-3
Holders Change %
-7.69%
% of All Funds
0.96%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
7
Reduced
11
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GC
Guggenheim Capital
Illinois
$22.5M
2
Bank of America
Bank of America
North Carolina
$9.01M
3
OFG
OTA Financial Group
New York
$764K
4
DA
Doliver Advisors
Texas
$423K
5
AAM
Advisors Asset Management
Colorado
$15.7M

Top Sellers

1
CA
Cornerstone Advisors
North Carolina
$4.02M
2
Morgan Stanley
Morgan Stanley
New York
$27.1M
3
UBS Group
UBS Group
Switzerland
$15.3M
4
BNP Paribas Financial Markets
BNP Paribas Financial Markets
France
$0
5
SG Americas Securities
SG Americas Securities
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$27.1M -$1.86M -17,781 -6%
GC
2
Guggenheim Capital
Illinois
$22.5M +$1.62M +15,494 +8%
AAM
3
Advisors Asset Management
Colorado
$15.7M +$335K +3,201 +2%
UBS Group
4
UBS Group
Switzerland
$15.3M -$1.63M -15,511 -10%
Invesco
5
Invesco
Georgia
$13.8M -$706K -6,738 -5%
Bank of America
6
Bank of America
North Carolina
$9.01M +$864K +8,246 +11%
CA
7
Cornerstone Advisors
North Carolina
$4.02M -$2.48M -23,623 -38%
1832 Asset Management
8
1832 Asset Management
Ontario, Canada
$3.83M – – –
TB
9
Terril Brothers
Missouri
$2.8M -$317K -3,000 -10%
Cohen & Steers
10
Cohen & Steers
New York
$2.29M – – –
Wells Fargo
11
Wells Fargo
California
$2.27M +$268K +2,558 +13%
SI
12
Stephens Inc
Arkansas
$1.42M – – –
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$933K +$65.1K +621 +7%
ClearBridge Investments
14
ClearBridge Investments
New York
$868K – – –
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$776K -$54.3K -518 -7%
OFG
16
OTA Financial Group
New York
$764K +$764K +7,291 New
Citigroup
17
Citigroup
New York
$713K -$49.7K -474 -7%
JPMorgan Chase & Co
18
JPMorgan Chase & Co
New York
$713K – – –
CNB
19
City National Bank
California
$441K -$27.7K -264 -6%
DA
20
Doliver Advisors
Texas
$423K +$423K +4,039 New
RJA
21
Raymond James & Associates
Florida
$381K -$19.3K -184 -5%
DWT
22
Dorsey & Whitney Trust
South Dakota
$328K +$3.14K +30 +1%
WS
23
Wedbush Securities
California
$303K +$1.68K +16 +0.6%
PCM
24
Palouse Capital Management
Washington
$293K – – –
TC
25
TFS Capital
Pennsylvania
$260K +$260K +2,482 New
1
2