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EMO

ClearBridge Energy Midstream Opportunity Fund

36 hedge funds and large institutions have $128M invested in ClearBridge Energy Midstream Opportunity Fund in 2015 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 7 increasing their positions, 11 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.15% less ownership

Funds ownership: 4.1%3.95% (-0.15%)

8% less funds holding

Funds holding: 3936 (-3)

14% less capital invested

Capital invested by funds: $150M → $128M (-$21.5M)

36% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 11

43% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 7

Holders
36
Holders Change
-3
Holders Change %
-7.69%
% of All Funds
0.96%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
7
Reduced
11
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$27.1M -$1.93M -17,781 -6%
GC
2
Guggenheim Capital
Illinois
$22.5M +$1.68M +15,494 +8%
AAM
3
Advisors Asset Management
Colorado
$15.7M +$347K +3,201 +2%
UBS Group
4
UBS Group
Switzerland
$15.3M -$1.68M -15,511 -10%
Invesco
5
Invesco
Georgia
$13.8M -$731K -6,738 -5%
Bank of America
6
Bank of America
North Carolina
$9.01M +$894K +8,246 +11%
CA
7
Cornerstone Advisors
North Carolina
$4.02M -$2.56M -23,623 -38%
1832 Asset Management
8
1832 Asset Management
Ontario, Canada
$3.83M
TB
9
Terril Brothers
Missouri
$2.8M -$325K -3,000 -10%
Cohen & Steers
10
Cohen & Steers
New York
$2.29M
Wells Fargo
11
Wells Fargo
California
$2.27M +$277K +2,558 +13%
SI
12
Stephens Inc
Arkansas
$1.42M
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$933K +$67.3K +621 +7%
ClearBridge Investments
14
ClearBridge Investments
New York
$868K
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$776K -$56.2K -518 -7%
OFG
16
OTA Financial Group
New York
$764K +$791K +7,291 New
Citigroup
17
Citigroup
New York
$713K -$51.4K -474 -7%
JP Morgan Chase
18
JP Morgan Chase
New York
$713K
CNB
19
City National Bank
California
$441K -$28.6K -264 -6%
DA
20
Doliver Advisors
Texas
$423K +$438K +4,039 New
RJA
21
Raymond James & Associates
Florida
$381K -$20K -184 -5%
DWT
22
Dorsey & Whitney Trust
South Dakota
$328K +$3.25K +30 +1%
WS
23
Wedbush Securities
California
$303K +$1.74K +16 +0.6%
PCM
24
Palouse Capital Management
Washington
$293K
TC
25
TFS Capital
Pennsylvania
$260K +$269K +2,482 New

EMO Hedge Fund Activity: Q1 2015 in Review

36 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in ClearBridge Energy Midstream Opportunity Fund (EMO) for Q1 2015, worth a combined $128M — down 14% from $150M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of EMO and 4 opened new positions — a net loss of 3 holders — while 11 trimmed existing stakes and 7 added.

The largest buyer was Guggenheim Capital, adding an estimated $1.68M. The largest seller was Cornerstone Advisors, cutting an estimated $2.56M.

  • 36 institutional investors held ClearBridge Energy Midstream Opportunity Fund (EMO) as of Q1 2015, down from 39 in Q4 2014.
  • Funds reported $128M of ClearBridge Energy Midstream Opportunity Fund stock for Q1 2015, down 14% quarter-over-quarter.
  • 4 funds opened new ClearBridge Energy Midstream Opportunity Fund positions in Q1 2015 and 7 closed out, a net change of -3 holders.
  • The largest ClearBridge Energy Midstream Opportunity Fund buyer in Q1 2015 was Guggenheim Capital, an estimated $1.68M added.
  • The largest ClearBridge Energy Midstream Opportunity Fund seller in Q1 2015 was Cornerstone Advisors, an estimated $2.56M sold.

Based on aggregated 13F filings for Q1 2015.