EMO

ClearBridge Energy Midstream Opportunity Fund
EMO

Overview Fund Activity

30 hedge funds and large institutions have $90.4M invested in ClearBridge Energy Midstream Opportunity Fund in 2016 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 14 increasing their positions, 8 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
30
Holders Change
-4
Holders Change %
-11.76%
% of All Funds
0.8%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
1
Increased
14
Reduced
8
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
TB
Terril Brothers
Missouri
$4.89M
2
Wells Fargo
Wells Fargo
California
$7.04M
3
AAM
Advisors Asset Management
Colorado
$11.5M
4
SIA
Sit Investment Associates
Minnesota
$14.5M
5
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
$477K

Top Sellers

1
DA
Doliver Advisors
Texas
$0
2
Invesco
Invesco
Georgia
$4.41M
3
Morgan Stanley
Morgan Stanley
New York
$12.4M
4
GC
Guggenheim Capital
Illinois
$8.26M
5
Citigroup
Citigroup
New York
$160K
Name Holding Trade Value Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$16.3M +$281K +4,224 +2%
SIA
2
Sit Investment Associates
Minnesota
$14.5M +$786K +11,825 +6%
Morgan Stanley
3
Morgan Stanley
New York
$12.4M -$774K -11,638 -6%
AAM
4
Advisors Asset Management
Colorado
$11.5M +$1.72M +25,916 +18%
GC
5
Guggenheim Capital
Illinois
$8.26M -$652K -9,801 -7%
Wells Fargo
6
Wells Fargo
California
$7.04M +$1.81M +27,204 +35%
TB
7
Terril Brothers
Missouri
$4.89M +$1.86M +28,009 +62%
Invesco
8
Invesco
Georgia
$4.41M -$1.11M -16,727 -20%
UBS Group
9
UBS Group
Switzerland
$4.12M +$9.71K +146 +0.2%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$1.44M +$23.3K +351 +2%
Cohen & Steers
11
Cohen & Steers
New York
$1.09M +$4.39K +66 +0.4%
US Bancorp
12
US Bancorp
Minnesota
$712K +$66.5K +1,000 +10%
RJA
13
Raymond James & Associates
Florida
$577K +$4.39K +66 +0.8%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$477K +$477K +7,177 New
RJFSA
15
Raymond James Financial Services Advisors
Florida
$457K -$336K -5,049 -42%
ClearBridge Investments
16
ClearBridge Investments
New York
$368K +$66.4K +1,000 +22%
LPL Financial
17
LPL Financial
California
$338K +$40.9K +630 +14%
Stifel Financial
18
Stifel Financial
Missouri
$317K -$27.2K -413 -8%
MFW
19
Mosaic Family Wealth
Missouri
$309K -$2.13K -32 -0.7%
DADC
20
D.A. Davidson & Co
Montana
$217K +$6.3K +95 +3%
LWAC
21
Laurel Wealth Advisors (California)
California
$212K – – –
SI
22
Stephens Inc
Arkansas
$169K +$33.5K +503 +25%
Citigroup
23
Citigroup
New York
$160K -$593K -8,891 -79%
Creative Planning
24
Creative Planning
Kansas
$23K – – –
AG
25
Advisor Group
Arizona
$22K -$8.74K -135 -28%
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