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EMO

ClearBridge Energy Midstream Opportunity Fund

30 hedge funds and large institutions have $90.4M invested in ClearBridge Energy Midstream Opportunity Fund in 2016 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 14 increasing their positions, 8 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 8

3% more capital invested

Capital invested by funds: $87.5M → $90.4M (+$2.84M)

0.06% more ownership

Funds ownership: 4.06%4.12% (+0.06%)

12% less funds holding

Funds holding: 3430 (-4)

80% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 5

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
30
Holders Change
-4
Holders Change %
-11.76%
% of All Funds
0.8%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
1
Increased
14
Reduced
8
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$16.3M +$275K +4,224 +2%
SIA
2
Sit Investment Associates
Minnesota
$14.5M +$771K +11,825 +6%
Morgan Stanley
3
Morgan Stanley
New York
$12.4M -$759K -11,638 -6%
AAM
4
Advisors Asset Management
Colorado
$11.5M +$1.69M +25,916 +18%
GC
5
Guggenheim Capital
Illinois
$8.26M -$639K -9,801 -7%
Wells Fargo
6
Wells Fargo
California
$7.04M +$1.77M +27,204 +35%
TB
7
Terril Brothers
Missouri
$4.89M +$1.83M +28,009 +62%
Invesco
8
Invesco
Georgia
$4.41M -$1.09M -16,727 -20%
UBS Group
9
UBS Group
Switzerland
$4.12M +$9.52K +146 +0.2%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$1.44M +$22.9K +351 +2%
Cohen & Steers
11
Cohen & Steers
New York
$1.09M +$4.3K +66 +0.4%
US Bancorp
12
US Bancorp
Minnesota
$712K +$65.2K +1,000 +10%
RJA
13
Raymond James & Associates
Florida
$577K +$4.3K +66 +0.8%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$477K +$468K +7,177 New
RJFSA
15
Raymond James Financial Services Advisors
Florida
$457K -$329K -5,049 -42%
ClearBridge Investments
16
ClearBridge Investments
New York
$368K +$65.2K +1,000 +22%
LPL Financial
17
LPL Financial
California
$338K +$41.1K +630 +14%
Stifel Financial
18
Stifel Financial
Missouri
$317K -$26.9K -413 -8%
MFW
19
Mosaic Family Wealth
Missouri
$309K -$2.09K -32 -0.7%
DADC
20
D.A. Davidson & Co
Montana
$217K +$6.19K +95 +3%
LWAC
21
Laurel Wealth Advisors (California)
California
$212K
SI
22
Stephens Inc
Arkansas
$169K +$32.8K +503 +25%
Citigroup
23
Citigroup
New York
$160K -$580K -8,891 -79%
Creative Planning
24
Creative Planning
Kansas
$23K
AG
25
Advisor Group
Arizona
$22K -$8.8K -135 -28%

EMO Hedge Fund Activity: Q3 2016 in Review

30 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in ClearBridge Energy Midstream Opportunity Fund (EMO) for Q3 2016, worth a combined $90.4M — up 3.2% from $87.5M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of EMO and 1 opened new positions — a net loss of 4 holders — while 8 trimmed existing stakes and 14 added.

The largest buyer was Terril Brothers, adding an estimated $1.83M. The largest seller was Doliver Advisors, exiting entirely with an estimated $2.04M sold.

  • 30 institutional investors held ClearBridge Energy Midstream Opportunity Fund (EMO) as of Q3 2016, down from 34 in Q2 2016.
  • Funds reported $90.4M of ClearBridge Energy Midstream Opportunity Fund stock for Q3 2016, up 3.2% quarter-over-quarter.
  • 1 fund opened new ClearBridge Energy Midstream Opportunity Fund positions in Q3 2016 and 5 closed out, a net change of -4 holders.
  • The largest ClearBridge Energy Midstream Opportunity Fund buyer in Q3 2016 was Terril Brothers, an estimated $1.83M added.
  • The largest ClearBridge Energy Midstream Opportunity Fund seller in Q3 2016 was Doliver Advisors, an estimated $2.04M sold.

Based on aggregated 13F filings for Q3 2016.