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EMO

ClearBridge Energy Midstream Opportunity Fund

37 hedge funds and large institutions have $84.5M invested in ClearBridge Energy Midstream Opportunity Fund in 2017 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 16 increasing their positions, 12 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 12

0.04% less ownership

Funds ownership: 4.49%4.45% (-0.04%)

5% less capital invested

Capital invested by funds: $89.3M → $84.5M (-$4.79M)

8% less funds holding

Funds holding: 4037 (-3)

75% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 4

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
37
Holders Change
-3
Holders Change %
-7.5%
% of All Funds
0.92%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
1
Increased
16
Reduced
12
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$16.2M +$1.55M +25,600 +11%
SIA
2
Sit Investment Associates
Minnesota
$10.8M +$733K +12,094 +7%
Morgan Stanley
3
Morgan Stanley
New York
$9.23M -$3.83M -63,226 -29%
AAM
4
Advisors Asset Management
Colorado
$7.99M -$1.38M -22,859 -15%
TB
5
Terril Brothers
Missouri
$7.16M +$26K +429 +0.4%
Wells Fargo
6
Wells Fargo
California
$5.93M +$983K +16,230 +20%
GC
7
Guggenheim Capital
Illinois
$5.38M -$239K -3,940 -4%
UBS Group
8
UBS Group
Switzerland
$4.69M -$14.4K -237 -0.3%
Ameriprise
9
Ameriprise
Minnesota
$4.21M +$350K +5,771 +9%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$3.81M +$2.42M +39,995 +176%
DA
11
Doliver Advisors
Texas
$1.54M -$303K -4,995 -16%
SIA
12
SeaBridge Investment Advisors
New Jersey
$1.4M +$12.2K +201 +0.9%
Invesco
13
Invesco
Georgia
$980K -$196K -3,238 -17%
US Bancorp
14
US Bancorp
Minnesota
$800K
LWAC
15
Laurel Wealth Advisors (California)
California
$585K
RJA
16
Raymond James & Associates
Florida
$510K -$43.2K -713 -8%
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
$463K +$15.8K +260 +4%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$330K +$20.3K +335 +7%
Stifel Financial
19
Stifel Financial
Missouri
$319K +$39.1K +645 +14%
RJFSA
20
Raymond James Financial Services Advisors
Florida
$315K +$2.67K +44 +0.9%
Citigroup
21
Citigroup
New York
$278K +$130K +2,147 +89%
DADC
22
D.A. Davidson & Co
Montana
$265K -$48.6K -803 -16%
MFW
23
Mosaic Family Wealth
Missouri
$254K -$10.2K -169 -4%
SI
24
Stephens Inc
Arkansas
$199K +$18.7K +309 +10%
ClearBridge Investments
25
ClearBridge Investments
New York
$191K

EMO Hedge Fund Activity: Q3 2017 in Review

37 of the 4,012 institutional investors tracked by Wall St. Rank reported a position in ClearBridge Energy Midstream Opportunity Fund (EMO) for Q3 2017, worth a combined $84.5M — down 5.4% from $89.3M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of EMO and 1 opened new positions — a net loss of 3 holders — while 12 trimmed existing stakes and 16 added.

The largest buyer was Royal Bank of Canada, adding an estimated $2.42M. The largest seller was Morgan Stanley, cutting an estimated $3.83M.

  • 37 institutional investors held ClearBridge Energy Midstream Opportunity Fund (EMO) as of Q3 2017, down from 40 in Q2 2017.
  • Funds reported $84.5M of ClearBridge Energy Midstream Opportunity Fund stock for Q3 2017, down 5.4% quarter-over-quarter.
  • 1 fund opened new ClearBridge Energy Midstream Opportunity Fund positions in Q3 2017 and 4 closed out, a net change of -3 holders.
  • The largest ClearBridge Energy Midstream Opportunity Fund buyer in Q3 2017 was Royal Bank of Canada, an estimated $2.42M added.
  • The largest ClearBridge Energy Midstream Opportunity Fund seller in Q3 2017 was Morgan Stanley, an estimated $3.83M sold.

Based on aggregated 13F filings for Q3 2017.