EMO

ClearBridge Energy Midstream Opportunity Fund
EMO

Overview Fund Activity

37 hedge funds and large institutions have $84.5M invested in ClearBridge Energy Midstream Opportunity Fund in 2017 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 16 increasing their positions, 12 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
37
Holders Change
-3
Holders Change %
-7.5%
% of All Funds
0.92%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
1
Increased
16
Reduced
12
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$3.82M
2
Bank of America
Bank of America
North Carolina
$16.2M
3
Wells Fargo
Wells Fargo
California
$5.93M
4
SIA
Sit Investment Associates
Minnesota
$10.8M
5
Ameriprise
Ameriprise
Minnesota
$4.21M

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
$9.23M
2
AAM
Advisors Asset Management
Colorado
$7.99M
3
Cohen & Steers
Cohen & Steers
New York
$0
4
DA
Doliver Advisors
Texas
$1.54M
5
GC
Guggenheim Capital
Illinois
$5.38M
Name Holding Trade Value Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$16.2M +$1.56M +25,600 +11%
SIA
2
Sit Investment Associates
Minnesota
$10.8M +$736K +12,094 +7%
Morgan Stanley
3
Morgan Stanley
New York
$9.23M -$3.85M -63,226 -29%
AAM
4
Advisors Asset Management
Colorado
$7.99M -$1.39M -22,859 -15%
TB
5
Terril Brothers
Missouri
$7.16M +$26.1K +429 +0.4%
Wells Fargo
6
Wells Fargo
California
$5.93M +$988K +16,230 +20%
GC
7
Guggenheim Capital
Illinois
$5.38M -$240K -3,940 -4%
UBS Group
8
UBS Group
Switzerland
$4.69M -$14.4K -237 -0.3%
Ameriprise
9
Ameriprise
Minnesota
$4.21M +$349K +5,771 +9%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$3.82M +$2.43M +39,995 +176%
DA
11
Doliver Advisors
Texas
$1.54M -$304K -4,995 -16%
SIA
12
SeaBridge Investment Advisors
New Jersey
$1.4M +$12.2K +201 +0.9%
Invesco
13
Invesco
Georgia
$980K -$197K -3,238 -17%
US Bancorp
14
US Bancorp
Minnesota
$800K – – –
LWAC
15
Laurel Wealth Advisors (California)
California
$585K – – –
RJA
16
Raymond James & Associates
Florida
$510K -$43.4K -713 -8%
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
$463K +$15.8K +260 +4%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$330K +$20.4K +335 +7%
Stifel Financial
19
Stifel Financial
Missouri
$319K +$39.1K +645 +14%
RJFSA
20
Raymond James Financial Services Advisors
Florida
$315K +$2.68K +44 +0.9%
Citigroup
21
Citigroup
New York
$278K +$131K +2,147 +89%
DADC
22
D.A. Davidson & Co
Montana
$265K -$48.8K -803 -16%
MFW
23
Mosaic Family Wealth
Missouri
$254K -$10.3K -169 -4%
SI
24
Stephens Inc
Arkansas
$199K +$18.8K +309 +10%
ClearBridge Investments
25
ClearBridge Investments
New York
$191K – – –
1
2