We are live on ! Find out more
EMO

ClearBridge Energy Midstream Opportunity Fund
EMO

40 hedge funds and large institutions have $155M invested in ClearBridge Energy Midstream Opportunity Fund in 2014 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 17 increasing their positions, 6 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

700% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 1

183% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 6

21% more funds holding

Funds holding: 33 → 40 (+7)

15% more capital invested

Capital invested by funds: $134M → $155M (+$20.3M)

0.63% more ownership

Funds ownership: 3.42% → 4.05% (+0.63%)

Holders
40
Holders Change
+7
Holders Change %
+21.21%
% of All Funds
1.16%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
% of All Funds
0.06%
New
8
Increased
17
Reduced
6
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
U
UBS
Switzerland
+$9.3M
2
CA
Cornerstone Advisors
North Carolina
+$4.96M
3
BNP Paribas Financial Markets
BNP Paribas Financial Markets
France
+$2.38M
4
GC
Guggenheim Capital
Illinois
+$2.15M
5
Invesco
Invesco
Georgia
+$1.54M

Top Sellers

Rank Fund Capital Flow
1
AAM
Advisors Asset Management
Colorado
-$4.08M
2
CNB
City National Bank
California
-$734K
3
Morgan Stanley
Morgan Stanley
New York
-$662K
4
NCM
Newgate Capital Management
Connecticut
-$418K
5
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
-$12.6K
Name Holding Trade Value Shares
Change 		Change in
Stake
WS
26
Wedbush Securities
California
$376K +$49.9K +403 +15%
DWT
27
Dorsey & Whitney Trust
South Dakota
$375K +$5.08K +41 +1%
PCM
28
Palouse Capital Management
Washington
$342K – – –
Jane Street
29
Jane Street
New York
$224K +$227K +1,833 New
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$218K +$248 +2 +0.1%
DADC
31
D.A. Davidson & Co
Montana
$75K -$2.48K -20 -3%
Deutsche Bank
32
Deutsche Bank
Germany
$65K +$20K +161 +42%
Bank of Montreal
33
Bank of Montreal
Ontario, Canada
$49K – – –
US Bancorp
34
US Bancorp
Minnesota
$49K – – –
WAM
35
Wolverine Asset Management
Illinois
$37K +$38K +307 New
FHA
36
First Horizon Advisors
Tennessee
$28K +$28.5K +230 New
Creative Planning
37
Creative Planning
Kansas
$26K +$2.48K +20 +11%
AIG
38
American International Group
New York
$14.6K – – –
FANJ
39
Financial Architects (New Jersey)
New Jersey
$12K – – –
BBPWM
40
Blue Bell Private Wealth Management
Pennsylvania
$7K +$7.44K +60 New
TRCT
41
Tower Research Capital (TRC)
New York
– -$10K -77 Closed
1
2

EMO Hedge Fund Activity: Q3 2014 in Review

40 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in ClearBridge Energy Midstream Opportunity Fund (EMO) for Q3 2014, worth a combined $155M — up 15% from $134M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new EMO positions and 1 closed out — a net gain of 7 holders — while 17 added to existing stakes and 6 trimmed.

The largest buyer was UBS, adding an estimated $9.3M. The largest seller was Advisors Asset Management, cutting an estimated $4.08M.

  • 40 institutional investors held ClearBridge Energy Midstream Opportunity Fund (EMO) as of Q3 2014, up from 33 in Q2 2014.
  • Funds reported $155M of ClearBridge Energy Midstream Opportunity Fund stock for Q3 2014, up 15% quarter-over-quarter.
  • 8 funds opened new ClearBridge Energy Midstream Opportunity Fund positions in Q3 2014 and 1 closed out, a net change of +7 holders.
  • The largest ClearBridge Energy Midstream Opportunity Fund buyer in Q3 2014 was UBS, an estimated $9.3M added.
  • The largest ClearBridge Energy Midstream Opportunity Fund seller in Q3 2014 was Advisors Asset Management, an estimated $4.08M sold.

Based on aggregated 13F filings for Q3 2014.