ClearBridge Energy Midstream Opportunity Fund
30 hedge funds and large institutions have $101M invested in ClearBridge Energy Midstream Opportunity Fund in 2013 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 11 increasing their positions, 8 reducing their positions, and 5 closing their positions.
38% more repeat investments, than reductions
Existing positions increased: 11 | Existing positions reduced: 8
0.07% less ownership
Funds ownership: 2.98% → 2.91% (-0.07%)
3% less funds holding
Funds holding: 31 → 30 (-1)
9% less capital invested
Capital invested by funds: $111M → $101M (-$9.67M)
20% less first-time investments, than exits
New positions opened: 4 | Existing positions closed: 5
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AAM
Advisors Asset Management
Monument,
Colorado
|
+$1.81M |
| 2 |
Invesco
Atlanta,
Georgia
|
+$1.51M |
| 3 |
SI
Stephens Inc
Little Rock,
Arkansas
|
+$1.47M |
| 4 |
GC
Guggenheim Capital
Chicago,
Illinois
|
+$1.1M |
| 5 |
PCM
Palouse Capital Management
Spokane,
Washington
|
+$378K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
RJFSA
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
-$3.73M |
| 2 |
Morgan Stanley
New York
|
-$3.35M |
| 3 |
OFG
OTA Financial Group
Purchase,
New York
|
-$958K |
| 4 |
Ameriprise
Minneapolis,
Minnesota
|
-$594K |
| 5 |
U
UBS
Zurich,
Switzerland
|
-$222K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
26
Bank of Montreal
Toronto,
Ontario, Canada
| $61K | – | – | – |
|
|
MFS
27
MSI Financial Services
Springfield,
Massachusetts
| $41K | +$42.5K | +360 | New |
|
28
Creative Planning
Overland Park,
Kansas
| $21K | – | – | – |
|
|
SFSIG
29
San Francisco Sentry Investment Group
San Francisco,
California
| $8K | +$8.26K | +70 | New |
|
|
CTC
30
Central Trust Company
Jefferson City,
Missouri
| $5K | -$2.48K | -21 | -34% |
|
|
RJFSA
31
Raymond James Financial Services Advisors
St. Petersburg,
Florida
| – | -$3.73M | -30,780 | Closed |
|
|
OFG
32
OTA Financial Group
Purchase,
New York
| – | -$958K | -7,916 | Closed |
|
|
HHAM
33
HITE Hedge Asset Management
Braintree,
Massachusetts
| – | -$207K | -2,000 | Closed |
|
|
TRCT
34
Tower Research Capital (TRC)
New York
| – | -$31K | -257 | Closed |
|
|
FNBT
35
FineMark National Bank & Trust
Fort Myers,
Florida
| – | -$30K | -250 | Closed |
|
EMO Hedge Fund Activity: Q3 2013 in Review
30 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in ClearBridge Energy Midstream Opportunity Fund (EMO) for Q3 2013, worth a combined $101M — down 8.7% from $111M a quarter earlier.
Sellers outnumbered buyers: 5 funds closed out of EMO and 4 opened new positions — a net loss of 1 holder — while 8 trimmed existing stakes and 11 added.
The largest buyer was Advisors Asset Management, adding an estimated $1.81M. The largest seller was Raymond James Financial Services Advisors, exiting entirely with an estimated $3.73M sold.
- 30 institutional investors held ClearBridge Energy Midstream Opportunity Fund (EMO) as of Q3 2013, down from 31 in Q2 2013.
- Funds reported $101M of ClearBridge Energy Midstream Opportunity Fund stock for Q3 2013, down 8.7% quarter-over-quarter.
- 4 funds opened new ClearBridge Energy Midstream Opportunity Fund positions in Q3 2013 and 5 closed out, a net change of -1 holder.
- The largest ClearBridge Energy Midstream Opportunity Fund buyer in Q3 2013 was Advisors Asset Management, an estimated $1.81M added.
- The largest ClearBridge Energy Midstream Opportunity Fund seller in Q3 2013 was Raymond James Financial Services Advisors, an estimated $3.73M sold.
Based on aggregated 13F filings for Q3 2013.