DPG

Duff & Phelps Utility and Infrastructure Fund
DPG

Overview Fund Activity

45 hedge funds and large institutions have $128M invested in Duff & Phelps Utility and Infrastructure Fund in 2014 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 17 increasing their positions, 11 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
45
Holders Change
–
Holders Change %
0%
% of All Funds
1.31%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
17
Reduced
11
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AAM
1
Advisors Asset Management
Colorado
$24.9M
2
GC
2
Guggenheim Capital
Illinois
$10.5M
3
Morgan Stanley
3
Morgan Stanley
New York
$21.3M
4
Invesco
4
Invesco
Georgia
$11.5M
5
NPC
5
National Planning Corporation
California
$1.21M

Top Sellers

1
WAM
1
Wolverine Asset Management
Illinois
$15K
2
DA
2
Doliver Advisors
Texas
$0
3
TC
3
TFS Capital
Pennsylvania
$0
4
GFM
4
Gramercy Funds Management
Connecticut
$5.89M
5
U
5
UBS
Switzerland
$4.67M
Name Holding Trade Value Shares
Change 		Shares
Change %
Deutsche Bank
26
Deutsche Bank
Germany
$207K -$2.39K -113 -1%
MFS
27
MSI Financial Services
Massachusetts
$170K – – –
CFSG
28
Community Financial Services Group
Vermont
$148K – – –
LTFS
29
Ladenburg Thalmann Financial Services
Florida
$104K +$29.4K +1,377 +39%
FFC
30
First Financial Corp
Indiana
$101K – – –
TJHA
31
Thomas J. Herzfeld Advisors
Florida
$51K – – –
PNC Financial Services Group
32
PNC Financial Services Group
Pennsylvania
$35K +$35K +1,645 New
Fifth Third Bancorp
33
Fifth Third Bancorp
Ohio
$32K – – –
NES
34
New England Securities
New York
$24K – – –
DADC
35
D.A. Davidson & Co
Montana
$23K -$13.3K -650 -37%
Envestnet Asset Management
36
Envestnet Asset Management
Illinois
$21K +$21K +1,004 New
WAM
37
Wolverine Asset Management
Illinois
$15K -$994K -48,105 -99%
BFEC
38
Benjamin F. Edwards & Company
Missouri
$14K +$14K +670 New
NFG
39
Next Financial Group
Texas
$13K – – –
ECM
40
Exchange Capital Management
Michigan
$11K – – –
BRWM
41
B. Riley Wealth Management
Tennessee
$7K +$106 +5 +2%
LFR
42
Lehman Financial Resources
Pennsylvania
$5K – – –
US Bancorp
43
US Bancorp
Minnesota
$5K – – –
MA
44
MUFG Americas
New York
$2K +$18 +1 +0.9%
AIG
45
American International Group
New York
$1.02K +$638 +30 +167%
DA
46
Doliver Advisors
Texas
– -$597K -27,162 Closed
TC
47
TFS Capital
Pennsylvania
– -$385K -17,515 Closed
Bank of Montreal
48
Bank of Montreal
Ontario, Canada
– -$22K -1,000 Closed
TRCT
49
Tower Research Capital (TRC)
New York
– -$7K -300 Closed
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