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DPG

Duff & Phelps Utility and Infrastructure Fund

45 hedge funds and large institutions have $128M invested in Duff & Phelps Utility and Infrastructure Fund in 2014 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 17 increasing their positions, 11 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

55% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 11

10% more capital invested

Capital invested by funds: $116M → $128M (+$11.9M)

1.94% more ownership

Funds ownership: 13.88%15.82% (+1.9%)

0% more funds holding

Funds holding: 4545 (0)

0% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 4

Holders
45
Holders Change
Holders Change %
0%
% of All Funds
1.31%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
17
Reduced
11
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Deutsche Bank
26
Deutsche Bank
Germany
$207K -$2.46K -113 -1%
MFS
27
MSI Financial Services
Massachusetts
$170K
CFSG
28
Community Financial Services Group
Vermont
$148K
LTFS
29
Ladenburg Thalmann Financial Services
Florida
$104K +$30K +1,377 +39%
FFC
30
First Financial Corp
Indiana
$101K
TJHA
31
Thomas J. Herzfeld Advisors
Florida
$51K
PNC Financial Services Group
32
PNC Financial Services Group
Pennsylvania
$35K +$35.8K +1,645 New
Fifth Third Bancorp
33
Fifth Third Bancorp
Ohio
$32K
NES
34
New England Securities
New York
$24K
DADC
35
D.A. Davidson & Co
Montana
$23K -$14.2K -650 -37%
Envestnet Asset Management
36
Envestnet Asset Management
Illinois
$21K +$21.9K +1,004 New
WAM
37
Wolverine Asset Management
Illinois
$15K -$1.05M -48,105 -99%
BFEC
38
Benjamin F. Edwards & Company
Missouri
$14K +$14.6K +670 New
NFG
39
Next Financial Group
Texas
$13K
ECM
40
Exchange Capital Management
Michigan
$11K
BRWM
41
B. Riley Wealth Management
Tennessee
$7K +$109 +5 +2%
LFR
42
Lehman Financial Resources
Pennsylvania
$5K
US Bancorp
43
US Bancorp
Minnesota
$5K
MA
44
MUFG Americas
New York
$2K +$22 +1 +0.9%
AIG
45
American International Group
New York
$1.02K +$653 +30 +167%
DA
46
Doliver Advisors
Texas
-$597K -27,162 Closed
TC
47
TFS Capital
Pennsylvania
-$385K -17,515 Closed
Bank of Montreal
48
Bank of Montreal
Ontario, Canada
-$22K -1,000 Closed
TRCT
49
Tower Research Capital (TRC)
New York
-$7K -300 Closed

DPG Hedge Fund Activity: Q3 2014 in Review

45 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in Duff & Phelps Utility and Infrastructure Fund (DPG) for Q3 2014, worth a combined $128M — up 10% from $116M a quarter earlier.

Fund positioning in DPG was balanced in Q3 2014: 4 funds opened new positions, 4 closed out, 17 added to existing stakes and 11 trimmed.

The largest buyer was Advisors Asset Management, adding an estimated $6.83M. The largest seller was Wolverine Asset Management, cutting an estimated $1.05M.

  • 45 institutional investors held Duff & Phelps Utility and Infrastructure Fund (DPG) as of Q3 2014, unchanged from Q2 2014.
  • Funds reported $128M of Duff & Phelps Utility and Infrastructure Fund stock for Q3 2014, up 10% quarter-over-quarter.
  • 4 funds opened new Duff & Phelps Utility and Infrastructure Fund positions in Q3 2014 and 4 closed out, a net change of 0 holders.
  • The largest Duff & Phelps Utility and Infrastructure Fund buyer in Q3 2014 was Advisors Asset Management, an estimated $6.83M added.
  • The largest Duff & Phelps Utility and Infrastructure Fund seller in Q3 2014 was Wolverine Asset Management, an estimated $1.05M sold.

Based on aggregated 13F filings for Q3 2014.