DPG

Duff & Phelps Utility and Infrastructure Fund
DPG

Overview Fund Activity

43 hedge funds and large institutions have $86.9M invested in Duff & Phelps Utility and Infrastructure Fund in 2014 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 14 increasing their positions, 10 reducing their positions, and 4 closing their positions.

Holders
43
Holders Change
+4
Holders Change %
+10.26%
% of All Funds
1.24%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
14
Reduced
10
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AAM
1
Advisors Asset Management
Colorado
$12.7M
2
GFM
2
Gramercy Funds Management
Connecticut
$2.32M
3
U
3
UBS
Switzerland
$4.25M
4
Wells Fargo
4
Wells Fargo
California
$15.7M
5
GC
5
Guggenheim Capital
Illinois
$4.12M

Top Sellers

1
TC
1
TFS Capital
Pennsylvania
$0
2
Invesco
2
Invesco
Georgia
$7.61M
3
PP
3
Paloma Partners
Connecticut
$0
4
VKH
4
Virtu KCG Holdings
New York
$0
5
Morgan Stanley
5
Morgan Stanley
New York
$18.1M
Name Holding Trade Value Shares
Change 		Shares
Change %
Deutsche Bank
26
Deutsche Bank
Germany
$200K -$9.64K -490 -5%
MFS
27
MSI Financial Services
Massachusetts
$158K +$158K +8,000 New
CFSG
28
Community Financial Services Group
Vermont
$137K +$137K +6,939 New
FFC
29
First Financial Corp
Indiana
$94K – – –
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$69K – – –
TJHA
31
Thomas J. Herzfeld Advisors
Florida
$48K – – –
DADC
32
D.A. Davidson & Co
Montana
$38K -$25.3K -1,300 -40%
TRCT
33
Tower Research Capital (TRC)
New York
$32K +$11.5K +574 +56%
Fifth Third Bancorp
34
Fifth Third Bancorp
Ohio
$30K – – –
PNC Financial Services Group
35
PNC Financial Services Group
Pennsylvania
$26K +$26K +1,325 New
NES
36
New England Securities
New York
$23K – – –
AllianceBernstein
37
AllianceBernstein
Tennessee
$14K +$14K +690 New
ECM
38
Exchange Capital Management
Michigan
$10K – – –
BRWM
39
B. Riley Wealth Management
Tennessee
$6K +$6K +321 New
LFR
40
Lehman Financial Resources
Pennsylvania
$5K – – –
US Bancorp
41
US Bancorp
Minnesota
$5K – – –
MA
42
MUFG Americas
New York
$2K +$18 +1 +0.9%
AIG
43
American International Group
New York
$356 – – –
TC
44
TFS Capital
Pennsylvania
– -$1.65M -86,235 Closed
PP
45
Paloma Partners
Connecticut
– -$658K -34,506 Closed
VKH
46
Virtu KCG Holdings
New York
– -$232K -12,149 Closed
FAM
47
Forty4 Asset Management
Illinois
– -$208K -10,900 Closed
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