We are live on ! Find out more
DES icon

WisdomTree US SmallCap Dividend Fund
DES

130 hedge funds and large institutions have $416M invested in WisdomTree US SmallCap Dividend Fund in 2014 Q4 according to their latest regulatory filings, with 22 funds opening new positions, 53 increasing their positions, 24 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

175% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 8

121% more repeat investments, than reductions

Existing positions increased: 53 | Existing positions reduced: 24

50% more funds holding in top 10

Funds holding in top 10: 2 → 3 (+1)

19% more capital invested

Capital invested by funds: $348M → $416M (+$67.8M)

10% more funds holding

Funds holding: 118 → 130 (+12)

2.82% more ownership

Funds ownership: 105.4% → 108.22% (+2.8%)

83% less call options, than puts

Call options by funds: $441K | Put options by funds: $2.58M

Holders
130
Holders Change
+12
Holders Change %
+10.17%
% of All Funds
3.47%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.08%
New
22
Increased
53
Reduced
24
Closed
8
Calls
$441K
Puts
$2.58M
Net Calls
-$2.14M
Net Calls Change
-$4.39M

Top Buyers

Rank Fund Capital Flow
1
HCM
Hengehold Capital Management
Ohio
+$8.22M
2
Morgan Stanley
Morgan Stanley
New York
+$5.82M
3
VC
Vicus Capital
Pennsylvania
+$5.52M
4
CA
Cumberland Advisors
Florida
+$3.89M
5
Goldman Sachs
Goldman Sachs
New York
+$3.72M

Top Sellers

Rank Fund Capital Flow
1
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$4.08M
2
ST
Spinnaker Trust
Maine
-$3.95M
3
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$3.13M
4
BUB
BBVA USA Bancshares
Texas
-$3.07M
5
GIM
Guild Investment Management
California
-$2.93M
Name Holding Trade Value Shares
Change 		Change in
Stake
SC
76
Scotia Capital
Ontario, Canada
$456K – – –
EWM
77
Evermay Wealth Management
Virginia
$451K +$8.58K +375 +2%
EWM
78
Empirical Wealth Management
Washington
$438K +$275 +12 +0.1%
AIG
79
American International Group
New York
$419K -$422K -18,435 -51%
FIM
80
Freedom Investment Management
Connecticut
$417K -$6.73K -294 -2%
Susquehanna International Group
81
Susquehanna International Group
Pennsylvania
$414K -$4.08M -178,347 -91%
VC
82
Vestor Capital
Illinois
$397K +$384K +16,800 New
RCAG
83
Rehmann Capital Advisory Group
Michigan
$390K – – –
OC
84
Oarsman Capital
Wisconsin
$377K -$6.93K -303 -2%
PLFAM
85
Pineno Levin & Ford Asset Management
Virginia
$373K +$361K +15,765 New
SPC
86
Sigma Planning Corp
Michigan
$370K +$359K +15,672 New
AA
87
Advisory Alpha
Michigan
$362K +$12.1K +531 +4%
FAAS
88
First Allied Advisory Services
California
$359K -$45.4K -1,983 -12%
HNB
89
Huntington National Bank
Ohio
$359K – – –
SAM
90
SignalPoint Asset Management
Missouri
$357K +$51.3K +2,244 +17%
LIA
91
LBMC Investment Advisors
Tennessee
$348K +$686 +30 +0.2%
GW
92
GW & Wade
Massachusetts
$341K +$330K +14,430 New
FNBT
93
FineMark National Bank & Trust
Florida
$322K – – –
Stifel Financial
94
Stifel Financial
Missouri
$311K -$31.2K -1,365 -9%
MMA
95
Miracle Mile Advisors
California
$300K +$290K +12,690 New
BSB
96
Bangor Savings Bank
Maine
$298K – – –
DWM
97
Destination Wealth Management
California
$296K +$52.7K +2,304 +23%
Bank of Montreal
98
Bank of Montreal
Ontario, Canada
$292K +$137 +6 +0%
ICAS
99
Investors Capital Advisory Services
Massachusetts
$274K +$2.13K +93 +0.8%
NPC
100
National Planning Corporation
California
$273K +$271K +11,829 New
2 3
4
5 6

DES Hedge Fund Activity: Q4 2014 in Review

130 of the 3,751 institutional investors tracked by Wall St. Rank reported a position in WisdomTree US SmallCap Dividend Fund (DES) for Q4 2014, worth a combined $416M — up 19% from $348M a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new DES positions and 8 closed out — a net gain of 14 holders — while 53 added to existing stakes and 24 trimmed.

The largest buyer was Hengehold Capital Management, adding an estimated $8.22M. The largest seller was Susquehanna International Group, cutting an estimated $4.08M.

  • 130 institutional investors held WisdomTree US SmallCap Dividend Fund (DES) as of Q4 2014, up from 118 in Q3 2014.
  • Funds reported $416M of WisdomTree US SmallCap Dividend Fund stock for Q4 2014, up 19% quarter-over-quarter.
  • 22 funds opened new WisdomTree US SmallCap Dividend Fund positions in Q4 2014 and 8 closed out, a net change of +14 holders.
  • The largest WisdomTree US SmallCap Dividend Fund buyer in Q4 2014 was Hengehold Capital Management, an estimated $8.22M added.
  • The largest WisdomTree US SmallCap Dividend Fund seller in Q4 2014 was Susquehanna International Group, an estimated $4.08M sold.

Based on aggregated 13F filings for Q4 2014.