National Planning Corporation’s WisdomTree US SmallCap Dividend Fund DES Stock Holding History

National Planning Corporation’s Portfolio DES Stock Details DES Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-7,614	Closed	-$206K	–	722
2017 Q2	$206K	Sell	7,614 -1,038	-12%	-$27.9K	0.02%	672
2017 Q1	$230K	Sell	8,652 -267	-3%	-$7.24K	0.02%	595
2016 Q4	$240K	Buy	8,919 +15	+0.2%	+$388	0.02%	563
2016 Q3	$214K	Hold	8,904	–	–	0.02%	565
2016 Q2	$219K	Buy	+8,904	New	+$207K	0.02%	580
2015 Q2	–	Sell	-9,291	Closed	-$217K	–	655
2015 Q1	$217K	Sell	9,291 -2,538	-21%	-$59.7K	0.02%	572
2014 Q4	$273K	Buy	+11,829	New	+$271K	0.02%	570
2014 Q3	–	Sell	-8,670	Closed	-$202K	–	762
2014 Q2	$202K	Buy	+8,670	New	+$196K	0.02%	679

Other funds holding DES

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Palladium Partners Norfolk, Virginia $2.28B AUM 12.96% 1-Year Est. Return

Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return

AssetMark Inc Concord, California $49B AUM 17.78% 1-Year Est. Return

National Planning Corporation's DES Position: Q3 2017 in Review

National Planning Corporation sold out of WisdomTree US SmallCap Dividend Fund (DES) in Q3 2017, closing a stake of 7,614 shares — an estimated $206K sold.

National Planning Corporation first reported a position in DES in Q2 2014 and held it in 8 quarters. The position peaked at $273K in Q4 2014. 190 funds tracked by Wall St. Rank hold DES as of Q3 2017.

National Planning Corporation reported no remaining WisdomTree US SmallCap Dividend Fund position as of Q3 2017 after selling out during the quarter.
National Planning Corporation sold 7,614 WisdomTree US SmallCap Dividend Fund shares in Q3 2017, an estimated $206K.
National Planning Corporation first reported a position in WisdomTree US SmallCap Dividend Fund in Q2 2014 and held it in 8 quarters.
National Planning Corporation's WisdomTree US SmallCap Dividend Fund position peaked at $273K in Q4 2014.
190 funds tracked by Wall St. Rank held WisdomTree US SmallCap Dividend Fund as of Q3 2017.

Based on National Planning Corporation's 13F filing for Q3 2017, filed 13 Nov 2017.