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DBL

DoubleLine Opportunistic Credit Fund
DBL

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$10.9M +$2.91M +122,301 +35%
HK
2
Horizon Kinetics
New York
$9.7M +$60.7K +2,551 +0.6%
UBS Group
3
UBS Group
Switzerland
$9.53M -$1.17M -49,324 -11%
AA
4
Apriem Advisors
California
$6.64M +$4.15M +174,220 +154%
LPL Financial
5
LPL Financial
California
$4.05M -$1.26M -53,146 -23%
Bank of America
6
Bank of America
North Carolina
$3.71M -$6.34M -266,503 -62%
VHAM
7
Van Hulzen Asset Management
California
$3.23M +$2.96M +124,209 +791%
LCM
8
Laurion Capital Management
New York
$3.21M +$3.3M +138,874 New
LTFS
9
Ladenburg Thalmann Financial Services
Florida
$2.62M +$536K +22,527 +25%
CAN
10
Cetera Advisor Networks
California
$2.06M -$2.12M -89,194 -50%
HighTower Advisors
11
HighTower Advisors
Illinois
$2.04M -$190K -8,000 -8%
DA
12
Doliver Advisors
Texas
$1.92M +$1.97M +82,932 New
IP
13
Intellectus Partners
California
$1.72M +$1.77M +74,461 New
Invesco
14
Invesco
Georgia
$1.69M +$81.7K +3,435 +5%
RJA
15
Raymond James & Associates
Florida
$1.61M +$44.4K +1,867 +3%
Wells Fargo
16
Wells Fargo
California
$1.48M -$399K -16,767 -21%
SIA
17
Sit Investment Associates
Minnesota
$1.36M +$1.4M +58,790 New
Bank of Montreal
18
Bank of Montreal
Ontario, Canada
$1.32M +$132K +5,560 +11%
SI
19
SII Investments
Wisconsin
$1.08M +$9.61K +404 +0.9%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$1.06M +$257K +10,790 +31%
CCP
21
Clough Capital Partners
Massachusetts
$1M +$1.03M +43,400 New
FFA
22
First Foundation Advisors
California
$890K +$111K +4,654 +14%
NPC
23
National Planning Corporation
California
$847K -$235K -9,875 -21%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$834K -$975K -40,951 -53%
ACM
25
Alethea Capital Management
Washington
$641K -$58.3K -2,450 -8%
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