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DBL

DoubleLine Opportunistic Credit Fund

Name Holding Trade Value Shares
Change
Change in
Stake
HK
1
Horizon Kinetics
New York
$12.7M -$359K -14,354 -3%
Bank of America
2
Bank of America
North Carolina
$11.8M +$5.33M +213,006 +84%
UBS Group
3
UBS Group
Switzerland
$10.6M +$1.74M +69,615 +20%
LPL Financial
4
LPL Financial
California
$9.35M +$6.06M +242,231 +195%
Morgan Stanley
5
Morgan Stanley
New York
$6.1M -$995K -39,814 -14%
AA
6
Apriem Advisors
California
$4.42M +$82.3K +3,291 +2%
GC
7
Guggenheim Capital
Illinois
$3.15M -$1.35M -53,880 -30%
FFA
8
First Foundation Advisors
California
$2.75M -$1.78M -71,056 -40%
RJA
9
Raymond James & Associates
Florida
$2.71M -$1.15M -45,961 -30%
HighTower Advisors
10
HighTower Advisors
Illinois
$2.52M -$265K -10,597 -10%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$2.34M +$76.8K +3,073 +3%
CAN
12
Cetera Advisor Networks
California
$2.08M +$299K +11,971 +17%
Invesco
13
Invesco
Georgia
$1.88M +$48K +1,918 +3%
Wells Fargo
14
Wells Fargo
California
$1.79M -$106K -4,246 -6%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$1.46M +$503K +20,109 +53%
PAG
16
Private Advisor Group
New Jersey
$1.01M +$393K +15,712 +65%
ACM
17
Alethea Capital Management
Washington
$980K -$7.23K -289 -0.7%
NPC
18
National Planning Corporation
California
$879K +$18.4K +735 +2%
HB
19
Homrich & Berg
Georgia
$801K -$312K -12,498 -28%
Bank of Montreal
20
Bank of Montreal
Ontario, Canada
$740K +$20K +800 +3%
Bank of New York Mellon
21
Bank of New York Mellon
New York
$603K +$10.4K +415 +2%
SIA
22
SeaBridge Investment Advisors
New Jersey
$544K -$16.8K -670 -3%
FWM
23
Focused Wealth Management
New York
$482K
JIC
24
Joel Isaacson & Co
New York
$479K +$25K +1,000 +6%
Envestnet Asset Management
25
Envestnet Asset Management
Illinois
$449K +$11.4K +456 +3%