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DBL

DoubleLine Opportunistic Credit Fund
DBL

Name Holding Trade Value Shares
Change 		Change in
Stake
HK
1
Horizon Kinetics
New York
$13.2M -$342K -13,486 -2%
UBS Group
2
UBS Group
Switzerland
$7.85M +$38.7K +1,523 +0.5%
GC
3
Guggenheim Capital
Illinois
$7.78M -$1.64M -64,787 -17%
Morgan Stanley
4
Morgan Stanley
New York
$6.91M -$1.24M -48,879 -15%
LPL Financial
5
LPL Financial
California
$6.67M +$3.67M +144,550 +118%
Bank of America
6
Bank of America
North Carolina
$5.24M +$3.83M +150,956 +252%
HighTower Advisors
7
HighTower Advisors
Illinois
$2.91M -$38.1K -1,500 -1%
Deutsche Bank
8
Deutsche Bank
Germany
$2.48M +$1.28M +50,365 +102%
AA
9
Apriem Advisors
California
$2.43M -$1.58M -62,247 -39%
Invesco
10
Invesco
Georgia
$1.74M +$21.9K +862 +1%
Wells Fargo
11
Wells Fargo
California
$1.68M +$561K +22,088 +48%
DA
12
Doliver Advisors
Texas
$1.67M +$1.7M +67,104 New
FFA
13
First Foundation Advisors
California
$1.63M +$44.3K +1,747 +3%
CAN
14
Cetera Advisor Networks
California
$1.61M +$22.2K +874 +1%
RJA
15
Raymond James & Associates
Florida
$1.53M -$604K -23,813 -28%
HB
16
Homrich & Berg
Georgia
$1.45M +$258K +10,155 +21%
ACM
17
Alethea Capital Management
Washington
$1.04M +$3.81K +150 +0.4%
NPC
18
National Planning Corporation
California
$840K +$80.3K +3,162 +10%
CWM
19
Cabot Wealth Management
Massachusetts
$780K -$25.4K -1,000 -3%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$699K -$489K -19,257 -41%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$696K -$169K -6,648 -19%
Bank of Montreal
22
Bank of Montreal
Ontario, Canada
$665K +$80.7K +3,180 +13%
SIA
23
SeaBridge Investment Advisors
New Jersey
$665K +$108K +4,250 +19%
WS
24
Wedbush Securities
California
$589K -$140K -5,519 -19%
Bank of New York Mellon
25
Bank of New York Mellon
New York
$581K +$593K +23,375 New
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