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DoubleLine Opportunistic Credit Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Horizon Kinetics Asset Management
1
Horizon Kinetics Asset Management
New York
$9.7M -$101K -4,979 -1%
Bank of America
2
Bank of America
North Carolina
$8.36M -$1.11M -54,435 -12%
UBS Group
3
UBS Group
Switzerland
$7.26M +$634K +31,112 +10%
Sit Investment Associates
4
Sit Investment Associates
Minnesota
$6.88M +$481K +23,602 +8%
Morgan Stanley
5
Morgan Stanley
New York
$6.2M +$1.15M +56,362 +23%
Oxbow Advisors
6
Oxbow Advisors
Texas
$5.29M +$35.1K +1,721 +0.7%
ArchPoint Investors
7
ArchPoint Investors
Florida
$3.86M – – –
Ladenburg Thalmann Financial Services
8
Ladenburg Thalmann Financial Services
Florida
$3.44M +$221K +10,828 +7%
First Foundation Advisors
9
First Foundation Advisors
California
$2.87M +$19.9K +976 +0.7%
Invesco
10
Invesco
Georgia
$2.41M +$121K +5,914 +5%
Intellectus Partners
11
Intellectus Partners
California
$2.28M +$246K +12,090 +12%
Family Management
12
Family Management
New York
$2.03M +$517K +25,376 +35%
HighTower Advisors
13
HighTower Advisors
Illinois
$1.51M -$122K -6,000 -8%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$1.45M -$103K -5,059 -7%
Van Hulzen Asset Management
15
Van Hulzen Asset Management
California
$1.36M +$10.2K +500 +0.8%
Raymond James & Associates
16
Raymond James & Associates
Florida
$1.2M -$50.6K -2,484 -4%
Bank of Montreal
17
Bank of Montreal
Ontario, Canada
$1.15M -$28.7K -1,407 -2%
Guggenheim Capital
18
Guggenheim Capital
Illinois
$1.06M -$32.2K -1,580 -3%
Stifel Financial
19
Stifel Financial
Missouri
$1M -$1.77M -86,808 -64%
Wells Fargo
20
Wells Fargo
California
$956K +$146K +7,158 +19%
Cetera Advisor Networks
21
Cetera Advisor Networks
California
$942K -$103K -5,064 -10%
Mid Atlantic Financial Management
22
Mid Atlantic Financial Management
Pennsylvania
$902K -$92.3K -4,530 -10%
Northwestern Mutual Wealth Management
23
Northwestern Mutual Wealth Management
Wisconsin
$552K +$121K +5,933 +29%
BB&T Securities
24
BB&T Securities
Virginia
$496K +$14.3K +700 +3%
Addison Capital
25
Addison Capital
Pennsylvania
$477K – – –