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DBL

DoubleLine Opportunistic Credit Fund
DBL

Name Holding Trade Value Shares
Change 		Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$39.3M +$1.2M +82,478 +3%
Morgan Stanley
2
Morgan Stanley
New York
$13.7M +$225K +15,474 +2%
HIG
3
Herr Investment Group
Texas
$5.97M +$46.7K +3,214 +0.8%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$3.54M -$21K -1,449 -0.6%
ACP
5
Aviance Capital Partners
Florida
$3.53M +$140K +9,631 +4%
Wells Fargo
6
Wells Fargo
California
$2.88M +$175K +12,080 +6%
TPWM
7
Twelve Points Wealth Management
Massachusetts
$2.66M +$280K +19,316 +12%
RJA
8
Raymond James & Associates
Florida
$1.94M -$77.4K -5,332 -4%
UBS Group
9
UBS Group
Switzerland
$1.82M +$50K +3,443 +3%
AI
10
ArchPoint Investors
Florida
$1.68M -$14.5K -1,000 -0.9%
IP
11
Intellectus Partners
California
$1.59M -$87.4K -6,019 -5%
Invesco
12
Invesco
Georgia
$1.54M -$3.72K -256 -0.2%
CRC
13
Catawba River Capital
South Carolina
$1.31M -$828K -57,027 -39%
Stifel Financial
14
Stifel Financial
Missouri
$1.07M +$894K +61,540 +504%
HKAM
15
Horizon Kinetics Asset Management
New York
$1.03M -$755K -51,972 -42%
Bank of America
16
Bank of America
North Carolina
$1.03M +$217K +14,933 +27%
GC
17
Guggenheim Capital
Illinois
$1,000K -$74.9K -5,160 -7%
LPL Financial
18
LPL Financial
California
$964K +$63.8K +4,392 +7%
Ameriprise
19
Ameriprise
Minnesota
$957K +$5.74K +395 +0.6%
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$940K -$378 -26 -0%
PAS
21
Park Avenue Securities
New York
$867K -$17.6K -1,212 -2%
SWP
22
Strategic Wealth Partners
Ohio
$755K +$756K +52,058 New
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$594K -$64.2K -4,422 -10%
NA
24
NewEdge Advisors
Louisiana
$576K +$14.5K +1,000 +3%
TWC
25
TD Waterhouse Canada
Ontario, Canada
$527K +$26.7K +1,836 +5%
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