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DBL

DoubleLine Opportunistic Credit Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$26.1M +$12.6M +685,477 +99%
HKAM
2
Horizon Kinetics Asset Management
New York
$7.41M -$482K -26,320 -6%
UBS Group
3
UBS Group
Switzerland
$5.2M -$469K -25,604 -9%
Bank of America
4
Bank of America
North Carolina
$4.4M -$2.47M -134,559 -37%
FM
5
Family Management
New York
$4.21M -$366K -19,956 -8%
ACP
6
Aviance Capital Partners
Florida
$4.15M +$572K +31,182 +17%
Morgan Stanley
7
Morgan Stanley
New York
$4.08M -$5.72M -311,961 -59%
FFA
8
First Foundation Advisors
California
$3.71M +$49.6K +2,707 +1%
AI
9
ArchPoint Investors
Florida
$3.53M
IP
10
Intellectus Partners
California
$2.96M +$357K +19,455 +14%
Invesco
11
Invesco
Georgia
$2.66M +$65.7K +3,583 +3%
Ameriprise
12
Ameriprise
Minnesota
$1.67M +$909K +49,589 +129%
Wells Fargo
13
Wells Fargo
California
$1.49M -$47.7K -2,601 -3%
HighTower Advisors
14
HighTower Advisors
Illinois
$1.16M -$44K -2,400 -4%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$1.16M -$16.2K -886 -1%
RJA
16
Raymond James & Associates
Florida
$1.1M -$154K -8,418 -13%
SAM
17
Secure Asset Management
Michigan
$1.02M +$986K +53,789 New
UR
18
USCA RIA
Texas
$987K -$3.12K -170 -0.3%
Northwestern Mutual Wealth Management
19
Northwestern Mutual Wealth Management
Wisconsin
$926K -$155K -8,454 -15%
Stifel Financial
20
Stifel Financial
Missouri
$892K +$100K +5,481 +13%
LGWM
21
Litman Gregory Wealth Management
California
$822K +$254K +13,850 +47%
Bank of Montreal
22
Bank of Montreal
Ontario, Canada
$820K -$11K -602 -1%
LPL Financial
23
LPL Financial
California
$749K +$56.9K +3,106 +9%
Envestnet Asset Management
24
Envestnet Asset Management
Illinois
$593K +$99.9K +5,453 +21%
PAS
25
Park Avenue Securities
New York
$589K +$569K +31,059 New