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DBL

DoubleLine Opportunistic Credit Fund

Name Holding Trade Value Shares
Change
Change in
Stake
HK
1
Horizon Kinetics
New York
$11.2M -$1.98M -75,236 -15%
UBS Group
2
UBS Group
Switzerland
$11.2M +$263K +9,978 +2%
Bank of America
3
Bank of America
North Carolina
$9.58M -$693K -26,314 -7%
Morgan Stanley
4
Morgan Stanley
New York
$9.19M +$2.16M +82,078 +31%
LPL Financial
5
LPL Financial
California
$5.5M -$6.56M -249,002 -55%
WP
6
WealthSource Partners
California
$3.52M +$3.46M +131,333 New
AA
7
Apriem Advisors
California
$2.89M +$18.6K +707 +0.7%
Wells Fargo
8
Wells Fargo
California
$2.7M -$69.7K -2,646 -3%
HighTower Advisors
9
HighTower Advisors
Illinois
$2.48M
CAN
10
Cetera Advisor Networks
California
$2.41M +$166K +6,302 +8%
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$2.21M +$409K +15,533 +23%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$2.01M -$137K -5,216 -6%
Invesco
13
Invesco
Georgia
$1.87M +$85.1K +3,232 +5%
RJA
14
Raymond James & Associates
Florida
$1.59M -$347K -13,169 -18%
NPC
15
National Planning Corporation
California
$1.19M +$301K +11,431 +36%
CIBC World Market
16
CIBC World Market
Ontario, Canada
$1.12M -$14.6K -556 -1%
Bank of Montreal
17
Bank of Montreal
Ontario, Canada
$988K +$127K +4,835 +15%
Ameriprise
18
Ameriprise
Minnesota
$981K +$468K +17,748 +92%
GC
19
Guggenheim Capital
Illinois
$938K -$872K -33,091 -49%
FFA
20
First Foundation Advisors
California
$914K -$943K -35,797 -51%
SI
21
SII Investments
Wisconsin
$888K +$871K +33,053 New
ASN
22
Advisory Services Network
Georgia
$886K +$105K +4,000 +14%
ACM
23
Alethea Capital Management
Washington
$809K -$199K -7,565 -20%
JIC
24
Joel Isaacson & Co
New York
$694K +$184K +7,000 +37%
Bank of New York Mellon
25
Bank of New York Mellon
New York
$626K +$26 +1 +0%