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DBL

DoubleLine Opportunistic Credit Fund

Name Holding Trade Value Shares
Change
Change in
Stake
HK
1
Horizon Kinetics
New York
$8.45M +$401K +19,088 +5%
Morgan Stanley
2
Morgan Stanley
New York
$8.36M -$605K -28,777 -7%
UBS Group
3
UBS Group
Switzerland
$6.5M +$174K +8,263 +3%
SIA
4
Sit Investment Associates
Minnesota
$4.67M -$3.32M -157,959 -41%
OA
5
Oxbow Advisors
Texas
$4.38M +$4.41M +209,827 New
Bank of America
6
Bank of America
North Carolina
$3.65M +$140K +6,681 +4%
Nomura Holdings
7
Nomura Holdings
Japan
$3.08M +$3.11M +147,843 New
VHAM
8
Van Hulzen Asset Management
California
$2.72M
RCM
9
Robinson Capital Management
Michigan
$1.73M
LCM
10
Laurion Capital Management
New York
$1.72M -$395K -18,794 -19%
HighTower Advisors
11
HighTower Advisors
Illinois
$1.71M
Invesco
12
Invesco
Georgia
$1.71M -$84.8K -4,035 -5%
RJA
13
Raymond James & Associates
Florida
$1.71M -$180K -8,581 -9%
Bank of Montreal
14
Bank of Montreal
Ontario, Canada
$1.65M +$73.4K +3,493 +5%
IP
15
Intellectus Partners
California
$1.61M -$29.1K -1,386 -2%
LPL Financial
16
LPL Financial
California
$1.55M -$139K -6,612 -8%
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$1.49M
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$1.46M -$71.3K -3,394 -5%
CAN
19
Cetera Advisor Networks
California
$1.43M +$1.44M +68,540 New
BTS
20
BB&T Securities
Virginia
$1.03M -$862 -41 -0.1%
Wells Fargo
21
Wells Fargo
California
$1.03M -$94.7K -4,504 -8%
AA
22
Apriem Advisors
California
$885K -$4.46M -212,160 -83%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$802K +$503K +23,943 +165%
ASN
24
Advisory Services Network
Georgia
$675K +$2.84K +135 +0.4%
SPC
25
Sigma Planning Corp
Michigan
$665K +$35.1K +1,670 +6%