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State Street SPDR Bloomberg Convertible Securities ETF

173 hedge funds and large institutions have $1.78B invested in State Street SPDR Bloomberg Convertible Securities ETF in 2014 Q4 according to their latest regulatory filings, with 34 funds opening new positions, 60 increasing their positions, 58 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

62% more first-time investments, than exits

New positions opened: 34 | Existing positions closed: 21

6% more funds holding

Funds holding: 163173 (+10)

6% more capital invested

Capital invested by funds: $1.69B → $1.78B (+$94.5M)

3.1% more ownership

Funds ownership: 56.15%59.25% (+3.1%)

3% more repeat investments, than reductions

Existing positions increased: 60 | Existing positions reduced: 58

27% less funds holding in top 10

Funds holding in top 10: 118 (-3)

46% less call options, than puts

Call options by funds: $28.9M | Put options by funds: $53.5M

Holders
173
Holders Change
+10
Holders Change %
+6.13%
% of All Funds
4.61%
Holding in Top 10
8
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-27.27%
% of All Funds
0.21%
New
34
Increased
60
Reduced
58
Closed
21
Calls
$28.9M
Puts
$53.5M
Net Calls
-$24.6M
Net Calls Change
-$18.7M
Name Holding Trade Value Shares
Change
Change in
Stake
Schroder Investment Management Group
176
Schroder Investment Management Group
United Kingdom
-$65.3M -1,316,056 Closed
AGA
177
Accuvest Global Advisors
Utah
-$9.75M -196,410 Closed
Thrivent Financial for Lutherans
178
Thrivent Financial for Lutherans
Minnesota
-$4.32M -86,959 Closed
Susquehanna International Group
179
Susquehanna International Group
Pennsylvania
-$3.66M -74,778 Closed
MIAN
180
Mariner Independent Advisor Network
Kansas
-$2.44M -49,185 Closed
GCA
181
Greenwood Capital Associates
South Carolina
-$1.47M -29,603 Closed
AWE
182
Avidian Wealth Enterprises
Texas
-$1.24M -25,023 Closed
BNP Paribas Financial Markets
183
BNP Paribas Financial Markets
France
-$1.04M -20,955 Closed
CAN
184
Cetera Advisor Networks
California
-$583K -11,650 Closed
VKH
185
Virtu KCG Holdings
New York
-$371K -7,478 Closed
Citadel Advisors
186
Citadel Advisors
Florida
-$345K -6,946 Closed
EC
187
Estate Counselors
Wisconsin
-$232K -4,665 Closed
EWM
188
Evercore Wealth Management
New York
-$228K -4,591 Closed
VA
189
Valmark Advisers
Ohio
-$213K -4,297 Closed
FHC
190
First Heartland Consultants
Missouri
-$206K -4,149 Closed
AW
191
ACG Wealth
Georgia
-$200K -4,036 Closed
SCA
192
Strategic Capital Alternatives
United States
-$106K -2,142 Closed
MHS
193
M Holdings Securities
Oregon
-$82K -1,660 Closed
ST
194
Smithfield Trust
Pennsylvania
-$22K -445 Closed
RIA
195
Regal Investment Advisors
Michigan
-$12K -236 Closed
WA
196
WealthTrust-Arizona
Arizona
-$1K -19 Closed
Parallax Volatility Advisers
197
Parallax Volatility Advisers
California
+$49 +1 New
TSW
198
Thompson Siegel & Walmsley
Virginia
+$9.79K +200 New

CWB Hedge Fund Activity: Q4 2014 in Review

173 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Bloomberg Convertible Securities ETF (CWB) for Q4 2014, worth a combined $1.78B — up 5.6% from $1.69B a quarter earlier.

Buyers outnumbered sellers: 34 funds opened new CWB positions and 21 closed out — a net gain of 13 holders — while 60 added to existing stakes and 58 trimmed.

The largest buyer was Fidelity Investments, adding an estimated $283M. The largest seller was Schroder Investment Management Group, exiting entirely with an estimated $65.3M sold.

  • 173 institutional investors held State Street SPDR Bloomberg Convertible Securities ETF (CWB) as of Q4 2014, up from 163 in Q3 2014.
  • Funds reported $1.78B of State Street SPDR Bloomberg Convertible Securities ETF stock for Q4 2014, up 5.6% quarter-over-quarter.
  • 34 funds opened new State Street SPDR Bloomberg Convertible Securities ETF positions in Q4 2014 and 21 closed out, a net change of +13 holders.
  • The largest State Street SPDR Bloomberg Convertible Securities ETF buyer in Q4 2014 was Fidelity Investments, an estimated $283M added.
  • The largest State Street SPDR Bloomberg Convertible Securities ETF seller in Q4 2014 was Schroder Investment Management Group, an estimated $65.3M sold.

Based on aggregated 13F filings for Q4 2014.