Parallax Volatility Advisers’s State Street SPDR Bloomberg Convertible Securities ETF CWB Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q1	–	Sell	-280,455	Closed	-$23.3M	–	2890
2021 Q4	$23.3M	Buy	280,455 +172,703	+160%	+$14.8M	0.46%	379
2021 Q3	$9.2M	Buy	+107,752	New	+$9.3M	0.15%	670
2019 Q3	–	Sell	-1	Closed	–	–	2467
2019 Q2	$0	Hold	1	–	–	﹤0.01%	2698
2019 Q1	$0	Hold	1	–	–	﹤0.01%	2911
2018 Q4	$0	Hold	1	–	–	﹤0.01%	3029
2018 Q3	$0	Sell	1 -110	-99%	-$5.9K	﹤0.01%	2725
2018 Q2	$6K	Buy	111 +110	+11,000%	+$5.8K	﹤0.01%	1816
2018 Q1	$0	Hold	1	–	–	﹤0.01%	2554
2017 Q4	$0	Hold	1	–	–	﹤0.01%	4052
2017 Q3	$0	Hold	1	–	–	﹤0.01%	2289
2017 Q2	$0	Hold	1	–	–	﹤0.01%	2604
2017 Q1	$0	Hold	1	–	–	﹤0.01%	3747
2016 Q4	$0	Hold	1	–	–	﹤0.01%	3237
2016 Q3	$0	Hold	1	–	–	﹤0.01%	3045
2016 Q2	$0	Hold	1	–	–	﹤0.01%	2677
2016 Q1	$0	Hold	1	–	–	﹤0.01%	2694
2015 Q4	$0	Hold	1	–	–	﹤0.01%	3020
2015 Q3	$0	Hold	1	–	–	﹤0.01%	3066
2015 Q2	$0	Hold	1	–	–	﹤0.01%	3793
2015 Q1	$0	Hold	1	–	–	﹤0.01%	4515
2014 Q4	$0	Buy	+1	New	+$49	﹤0.01%	5098