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SPDR Bloomberg Convertible Securities ETF
CWB

Overview Fund Activity

233 hedge funds and large institutions have $1.86B invested in SPDR Bloomberg Convertible Securities ETF in 2016 Q4 according to their latest regulatory filings, with 55 funds opening new positions, 97 increasing their positions, 62 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
233
Holders Change
+34
Holders Change %
+17.09%
% of All Funds
5.83%
Holding in Top 10
24
Holding in Top 10 Change
+9
Holding in Top 10 Change %
+60%
% of All Funds
0.6%
New
55
Increased
97
Reduced
62
Closed
19
Calls
–
Puts
$1.9M
Net Calls
-$1.9M
Net Calls Change
-$1.18M

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$106M
2
Fidelity Investments
2
Fidelity Investments
Massachusetts
$106M
3
PWAG
3
Polaris Wealth Advisory Group
California
$26.7M
4
Bank of America
4
Bank of America
North Carolina
$132M
5
Fifth Third Bancorp
5
Fifth Third Bancorp
Ohio
$20.2M

Top Sellers

1
IA
1
IndexIQ Advisors
New York
$126M
2
BCM
2
Bluefin Capital Management
New York
$0
3
HNB
3
Huntington National Bank
Ohio
$11.2M
4
Jane Street
4
Jane Street
New York
$0
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$17.8M
Name Holding Trade Value Shares
Change 		Shares
Change %
SPWA
151
SteelBridge Private Wealth Advisors
Florida
$548K +$548K +11,660 New
WP
152
WealthSource Partners
California
$523K -$486K -10,635 -48%
Lazard Asset Management
153
Lazard Asset Management
New York
$502K -$509K – –
GWM
154
Geneos Wealth Management
Colorado
$500K +$339K +7,424 +210%
FAM
155
Foothills Asset Management
Arizona
$479K +$479K +10,497 New
AC
156
Alexandria Capital
Virginia
$463K -$26.6K -582 -5%
SAM
157
SignalPoint Asset Management
Missouri
$441K +$639 +14 +0.1%
Millennium Management
158
Millennium Management
New York
$429K -$212K -4,638 -33%
AI
159
Atria Investments
North Carolina
$423K +$121K +2,652 +40%
CWM
160
Concert Wealth Management
California
$413K -$372K -8,129 -47%
WPW
161
Waldron Private Wealth
Pennsylvania
$403K +$403K +8,837 New
BNP Paribas Financial Markets
162
BNP Paribas Financial Markets
France
$396K +$23.6K +516 +6%
EWM
163
Evercore Wealth Management
New York
$395K – – –
LTI
164
Laffer Tengler Investments
Tennessee
$388K +$388K +8,495 New
IB
165
Intrust Bank
Kansas
$374K +$374K +8,194 New
PMG
166
ProVise Management Group
Florida
$372K +$372K +8,144 New
FIM
167
Freedom Investment Management
Connecticut
$368K -$46K -1,008 -11%
Mirae Asset Global Investments
168
Mirae Asset Global Investments
South Korea
$365K +$365K +8,000 New
GCA
169
Greenwood Capital Associates
South Carolina
$361K +$361K +7,915 New
BOTW
170
Bank of the West
California
$358K +$358K +7,850 New
FHC
171
First Heartland Consultants
Missouri
$357K +$357K +7,824 New
First Trust Advisors
172
First Trust Advisors
Illinois
$355K +$4.39K +96 +1%
Nomura Holdings
173
Nomura Holdings
Japan
$352K -$17.7K -388 -5%
RJT
174
Raymond James Trust
Florida
$344K +$49.6K +1,086 +17%
CPA
175
Court Place Advisors
Maryland
$329K -$23.8K -521 -7%
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7
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