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SPDR Bloomberg Convertible Securities ETF
CWB

Overview Fund Activity

199 hedge funds and large institutions have $1.66B invested in SPDR Bloomberg Convertible Securities ETF in 2016 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 98 increasing their positions, 51 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
199
Holders Change
+16
Holders Change %
+8.74%
% of All Funds
5.32%
Holding in Top 10
15
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+36.36%
% of All Funds
0.4%
New
29
Increased
98
Reduced
51
Closed
8
Calls
$445K
Puts
$1.16M
Net Calls
-$717K
Net Calls Change
-$758K

Top Buyers

1
IA
1
IndexIQ Advisors
New York
$170M
2
Morgan Stanley
2
Morgan Stanley
New York
$162M
3
Goldman Sachs
3
Goldman Sachs
New York
$29.2M
4
Ameriprise
4
Ameriprise
Minnesota
$68.3M
5
BCM
5
Bluefin Capital Management
New York
$16.2M

Top Sellers

1
NSLI
1
Nan Shan Life Insurance
Taiwan
$177M
2
HNB
2
Huntington National Bank
Ohio
$11.5M
3
QI
3
QS Investors
New York
$166M
4
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$1.89M
5
VC
5
Vicus Capital
Pennsylvania
$878K
Name Holding Trade Value Shares
Change 		Shares
Change %
WI
126
Wintrust Investments
Illinois
$711K +$711K +15,337 New
WI
127
WrapManager Inc
California
$691K -$8.02K -173 -1%
SCG
128
Sonata Capital Group
Washington
$691K – – –
Millennium Management
129
Millennium Management
New York
$650K +$650K +14,026 New
AFP
130
Ausdal Financial Partners
Iowa
$602K +$26.8K +578 +5%
CFA
131
Cahill Financial Advisors
Minnesota
$587K +$215K +4,627 +58%
CAL
132
Capital Analysts LLC
Pennsylvania
$542K +$390K +8,416 +258%
BJL
133
Brighton Jones LLC
Washington
$522K -$245K -5,282 -32%
Lazard Asset Management
134
Lazard Asset Management
New York
$509K -$482K – –
AC
135
Alexandria Capital
Virginia
$497K -$94.7K -2,042 -16%
SAM
136
SignalPoint Asset Management
Missouri
$447K +$125K +2,690 +39%
FIM
137
Freedom Investment Management
Connecticut
$421K -$15.3K -329 -3%
RPG
138
Risk Paradigm Group
Texas
$418K +$418K +9,015 New
NFG
139
Next Financial Group
Texas
$410K -$15.3K -330 -4%
EWM
140
Evercore Wealth Management
New York
$401K +$15.8K +340 +4%
DWA
141
Dorsey Wright & Associates
California
$379K +$43.7K +943 +13%
BNP Paribas Financial Markets
142
BNP Paribas Financial Markets
France
$378K -$12.2K -263 -3%
MAS
143
Madden Advisory Services
Florida
$375K +$63.1K +1,364 +20%
Nomura Holdings
144
Nomura Holdings
Japan
$374K +$374K +8,092 New
CPA
145
Court Place Advisors
Maryland
$358K – – –
First Trust Advisors
146
First Trust Advisors
Illinois
$356K +$356K +7,670 New
DW
147
Domani Wealth
Pennsylvania
$352K -$1.08M -23,321 -75%
WS
148
Wedbush Securities
California
$342K – – –
SBH
149
Segall Bryant & Hamill
Illinois
$325K – – –
AI
150
Atria Investments
North Carolina
$307K -$47.9K -1,033 -13%
4 5
6
7 8