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State Street SPDR Bloomberg Convertible Securities ETF

199 hedge funds and large institutions have $1.66B invested in State Street SPDR Bloomberg Convertible Securities ETF in 2016 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 98 increasing their positions, 51 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

263% more first-time investments, than exits

New positions opened: 29 | Existing positions closed: 8

92% more repeat investments, than reductions

Existing positions increased: 98 | Existing positions reduced: 51

37% more capital invested

Capital invested by funds: $1.2B → $1.66B (+$451M)

36% more funds holding in top 10

Funds holding in top 10: 1115 (+4)

9% more funds holding

Funds holding: 183199 (+16)

5.72% more ownership

Funds ownership: 53.36%59.08% (+5.7%)

62% less call options, than puts

Call options by funds: $445K | Put options by funds: $1.16M

Holders
199
Holders Change
+16
Holders Change %
+8.74%
% of All Funds
5.31%
Holding in Top 10
15
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+36.36%
% of All Funds
0.4%
New
29
Increased
98
Reduced
51
Closed
8
Calls
$445K
Puts
$1.16M
Net Calls
-$717K
Net Calls Change
-$758K
Name Holding Trade Value Shares
Change
Change in
Stake
WB
101
WesBanco Bank
West Virginia
$1.4M +$9.13K +200 +0.7%
FWM
102
Focused Wealth Management
New York
$1.35M -$41.9K -918 -3%
PCM
103
Palisade Capital Management
New Jersey
$1.32M +$951K +20,851 +270%
ANBT
104
American National Bank & Trust
Texas
$1.3M +$76.2K +1,669 +6%
RFWA
105
RPg Family Wealth Advisory
Massachusetts
$1.27M -$1.98M -43,488 -61%
M&T Bank
106
M&T Bank
New York
$1.25M +$58.7K +1,286 +5%
CCT
107
Capital City Trust
Florida
$1.24M
TYCC
108
Texas Yale Capital Corp
Florida
$1.18M
OAM
109
Occidental Asset Management
California
$1.13M +$91.3K +2,000 +9%
WP
110
WealthSource Partners
California
$1.02M +$430K +9,426 +74%
PG
111
Patten Group
Tennessee
$1.01M +$8.85K +194 +0.9%
ACM
112
Aviance Capital Management
Florida
$978K -$1.52M -33,260 -61%
WSCM
113
Wellington Shields Capital Management
New York
$966K +$56.6K +1,240 +6%
PAS
114
Partnervest Advisory Services
California
$942K -$78.7K -1,724 -8%
William Blair & Company
115
William Blair & Company
Illinois
$920K +$97.1K +2,129 +12%
VC
116
Vicus Capital
Pennsylvania
$878K -$2.27M -49,726 -72%
Fifth Third Bancorp
117
Fifth Third Bancorp
Ohio
$857K +$828K +18,150 +5,450%
Citigroup
118
Citigroup
New York
$851K -$384K -8,408 -31%
HH
119
Hilltop Holdings
Texas
$808K +$795K +17,430 New
CWM
120
Concert Wealth Management
California
$797K -$2.92K -64 -0.4%
CPIG
121
Chicago Partners Investment Group
Illinois
$791K +$179K +3,925 +30%
EAMA
122
EFG Asset Management (Americas)
Florida
$770K +$74.4K +1,630 +11%
IAA
123
Ironsides Asset Advisors
North Carolina
$765K
US Bancorp
124
US Bancorp
Minnesota
$754K +$50.3K +1,102 +7%
CAN
125
Cetera Advisor Networks
California
$726K -$300K -6,585 -30%

CWB Hedge Fund Activity: Q3 2016 in Review

199 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Bloomberg Convertible Securities ETF (CWB) for Q3 2016, worth a combined $1.66B — up 37% from $1.2B a quarter earlier.

Buyers outnumbered sellers: 29 funds opened new CWB positions and 8 closed out — a net gain of 21 holders — while 98 added to existing stakes and 51 trimmed.

The largest buyer was IndexIQ Advisors, adding an estimated $165M. The largest seller was Nan Shan Life Insurance, cutting an estimated $17.2M.

  • 199 institutional investors held State Street SPDR Bloomberg Convertible Securities ETF (CWB) as of Q3 2016, up from 183 in Q2 2016.
  • Funds reported $1.66B of State Street SPDR Bloomberg Convertible Securities ETF stock for Q3 2016, up 37% quarter-over-quarter.
  • 29 funds opened new State Street SPDR Bloomberg Convertible Securities ETF positions in Q3 2016 and 8 closed out, a net change of +21 holders.
  • The largest State Street SPDR Bloomberg Convertible Securities ETF buyer in Q3 2016 was IndexIQ Advisors, an estimated $165M added.
  • The largest State Street SPDR Bloomberg Convertible Securities ETF seller in Q3 2016 was Nan Shan Life Insurance, an estimated $17.2M sold.

Based on aggregated 13F filings for Q3 2016.