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SPDR Bloomberg Convertible Securities ETF
CWB

Overview Fund Activity

158 hedge funds and large institutions have $1.68B invested in SPDR Bloomberg Convertible Securities ETF in 2014 Q2 according to their latest regulatory filings, with 26 funds opening new positions, 81 increasing their positions, 34 reducing their positions, and 14 closing their positions.

Holders
158
Holders Change
+12
Holders Change %
+8.22%
% of All Funds
4.54%
Holding in Top 10
12
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-7.69%
% of All Funds
0.35%
New
26
Increased
81
Reduced
34
Closed
14
Calls
$1.2M
Puts
$788K
Net Calls
+$409K
Net Calls Change
+$75K

Top Buyers

1
IG
1
ING Group
Netherlands
$157M
2
PNAA
2
Pictet North America Advisors
Switzerland
$58.5M
3
Morgan Stanley
3
Morgan Stanley
New York
$181M
4
IA
4
IndexIQ Advisors
New York
$50.5M
5
LMIM
5
Lockheed Martin Investment Management
Maryland
$18.6M

Top Sellers

1
PWAG
1
Polaris Wealth Advisory Group
California
$0
2
HIM
2
Hanlon Investment Management
New Jersey
$2.21M
3
FF
3
Friedenthal Financial
New Jersey
$0
4
AGA
4
Accuvest Global Advisors
Utah
$0
5
IF
5
IRON Financial
Illinois
$0
Name Market Value Shares Shares
Change 		Shares
Change %
BAAM
26
Baker Avenue Asset Management
California
$9.74M 192,817 +8,647 +5%
TFA
27
Transamerica Financial Advisors
Florida
$7.99M 158,225 +7,116 +5%
RJA
28
Raymond James & Associates
Florida
$7.26M 143,707 +26,810 +23%
BIT
29
BlackRock Institutional Trust
California
$6.92M 136,979 +130,879 +2,146%
WCM
30
Windsor Capital Management
Arizona
$6.91M 136,859 +1,075 +0.8%
AA
31
Advisory Alpha
Michigan
$6.65M 131,722 -3,412 -3%
SPL
32
Smart Portfolios LLC
Washington
$6.63M 155,247 +155,247 New
BNP Paribas Financial Markets
33
BNP Paribas Financial Markets
France
$6.54M 129,410 +129,410 New
CS
34
Credit Suisse
Switzerland
$6.34M 125,501 +10,887 +9%
JIR
35
James Investment Research
Ohio
– – – –
PI
36
Placemark Investments
Illinois
$5.99M 118,673 +65,111 +122%
VFS
37
VSR Financial Services
Kansas
$5.91M 117,078 -14,220 -11%
NAM
38
NTV Asset Management
West Virginia
$5.68M 112,465 +100 +0.1%
Stifel Financial
39
Stifel Financial
Missouri
$5.66M 112,160 +16,215 +17%
Axa
40
Axa
France
$5.6M 110,840 +11,840 +12%
Wellington Management Group
41
Wellington Management Group
Massachusetts
$5.35M 105,882 -8,300 -7%
Mirae Asset Global Investments
42
Mirae Asset Global Investments
South Korea
$5.2M 102,950 -600 -0.6%
IAA
43
Ironsides Asset Advisors
North Carolina
$5.19M 102,669 +102,669 New
CIBC World Market
44
CIBC World Market
Ontario, Canada
$4.89M 96,731 -13,826 -13%
LTFS
45
Ladenburg Thalmann Financial Services
Florida
$4.87M 96,431 +8,572 +10%
Lazard Asset Management
46
Lazard Asset Management
New York
– – – –
SCMF
47
Sage Capital Management (Florida)
Florida
$4.58M 90,750 +12,000 +15%
FAAS
48
First Allied Advisory Services
California
$4.51M 89,293 +43,737 +96%
Thrivent Financial for Lutherans
49
Thrivent Financial for Lutherans
Minnesota
$4.17M 82,555 +82,555 New
SAG
50
Sterne Agee Group
Alabama
$4.08M 80,826 +5,550 +7%
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