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SPDR Bloomberg Convertible Securities ETF
CWB

Overview Fund Activity

115 hedge funds and large institutions have $913M invested in SPDR Bloomberg Convertible Securities ETF in 2013 Q3 according to their latest regulatory filings, with 24 funds opening new positions, 53 increasing their positions, 25 reducing their positions, and 9 closing their positions.

Holders
115
Holders Change
+14
Holders Change %
+13.86%
% of All Funds
3.73%
Holding in Top 10
8
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+14.29%
% of All Funds
0.26%
New
24
Increased
53
Reduced
25
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Deutsche Bank
1
Deutsche Bank
Germany
$192M
2
Bank of America
2
Bank of America
North Carolina
$73.8M
3
IG
3
ING Group
Netherlands
$22.7M
4
Schroder Investment Management Group
4
Schroder Investment Management Group
United Kingdom
$19.7M
5
PWAG
5
Polaris Wealth Advisory Group
California
$16.2M

Top Sellers

1
HIM
1
Hanlon Investment Management
New Jersey
$18.2M
2
CS
2
Credit Suisse
Switzerland
$6.09M
3
OAMG
3
Odey Asset Management Group
United Kingdom
$0
4
Lazard Asset Management
4
Lazard Asset Management
New York
$4.33M
5
HNB
5
Huntington National Bank
Ohio
$6.5M
Name Holding Trade Value Shares
Change 		Shares
Change %
RCM
26
Rivernorth Capital Management
Florida
$5.02M – – –
SI
27
Stephens Inc
Arkansas
$4.98M +$151K +3,342 +3%
VFS
28
VSR Financial Services
Kansas
$4.93M +$475K +10,518 +11%
BOS
29
Bank of Stockton
California
$4.48M +$1.81M +40,065 +68%
PA
30
Pinnacle Associates
New York
$4.38M +$1.44M +31,887 +49%
Lazard Asset Management
31
Lazard Asset Management
New York
$4.33M -$4.09M – –
PI
32
Placemark Investments
Illinois
$4.31M +$3.49M +77,082 +422%
Mirae Asset Global Investments
33
Mirae Asset Global Investments
South Korea
$4.09M +$904K +20,000 +28%
CIBC World Market
34
CIBC World Market
Ontario, Canada
$3.89M +$3.05M +67,531 +364%
SCMF
35
Sage Capital Management (Florida)
Florida
$3.56M – – –
Envestnet Asset Management
36
Envestnet Asset Management
Illinois
$3.46M +$3.35M +74,193 +3,216%
Royal Bank of Canada
37
Royal Bank of Canada
Ontario, Canada
$3.26M +$1.67M +36,846 +104%
SNC
38
Stifel Nicolaus & Co
Missouri
$2.93M +$2.35M +51,893 +404%
FFSOTS
39
Fiduciary Financial Services of The Southwest
Texas
$2.91M -$21.2K -470 -0.7%
LTFS
40
Ladenburg Thalmann Financial Services
Florida
$2.74M +$832K +18,395 +44%
Wellington Management Group
41
Wellington Management Group
Massachusetts
$2.56M – – –
RJA
42
Raymond James & Associates
Florida
$2.5M -$388K -8,574 -13%
MA
43
MUFG Americas
New York
$2.49M +$143K +3,160 +6%
OC
44
Oppenheimer & Co
New York
$1.92M -$120K -2,650 -6%
DFIM
45
Detwiler Fenton Investment Management
Massachusetts
$1.88M -$195K -4,309 -9%
SAG
46
Sterne Agee Group
Alabama
$1.82M +$1.15M +25,512 +172%
WTC
47
WhitTier Trust Company
Nevada
$1.75M +$35.7K +790 +2%
HCM
48
HM Capital Management
Missouri
$1.7M -$529K -11,670 -24%
State Street
49
State Street
Massachusetts
$1.55M +$617K +13,644 +66%
Citigroup
50
Citigroup
New York
$1.54M +$902K +19,946 +142%
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