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Capital Southwest

Name Holding Trade Value Shares
Change
Change in
Stake
TWA
76
TCI Wealth Advisors
Arizona
$51K
HNB
77
Huntington National Bank
Ohio
$51K +$53.4K +2,001 +200,100%
RIM
78
Rockbridge Investment Management
New York
$27K
Group One Trading
79
Group One Trading
Illinois
$23K
PFGIA
80
Patriot Financial Group Insurance Agency
Massachusetts
$23K
EWM
81
Elmwood Wealth Management
California
$15K +$15.9K +597 New
CT
82
Cambridge Trust
Massachusetts
$15K +$16K +600 New
AF
83
Allworth Financial
California
$13K -$58K -2,172 -81%
AIP
84
Ahrens Investment Partners
Louisiana
$13K +$13.4K +500 New
TWM
85
Tradition Wealth Management
Minnesota
$8K
S
86
SignatureFD
Georgia
$5K
Northwestern Mutual Wealth Management
87
Northwestern Mutual Wealth Management
Wisconsin
$5K +$5.66K +212 New
BA
88
Bivin & Associates
Oklahoma
$3K +$2.67K +100 New
QT
89
Quantbot Technologies
New York
$2K +$2.67K +100 New
BFEC
90
Benjamin F. Edwards & Company
Missouri
$1K
Millennium Management
91
Millennium Management
New York
-$572K -22,708 Closed
AllianceBernstein
92
AllianceBernstein
Tennessee
-$358K -14,222 Closed
OC
93
Oppenheimer & Co
New York
-$300K -11,915 Closed
WT
94
Washington Trust
Rhode Island
-$143K -5,676 Closed
PI
95
PEAK6 Investments
Illinois
-$74.8K -2,801 Closed
Deutsche Bank
96
Deutsche Bank
Germany
-$66K -2,616 Closed
FIA
97
FNY Investment Advisers
New York
-$62K -2,500 Closed
DOA
98
D'Orazio & Associates
Virginia
-$33K -1,308 Closed
TRCT
99
Tower Research Capital (TRC)
New York
-$28K -1,128 Closed
LPWM
100
Lake Point Wealth Management
Texas
-$3K -100 Closed