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Capital Southwest

Name Holding Trade Value Shares
Change
Change in
Stake
Envestnet Asset Management
51
Envestnet Asset Management
Illinois
$338K -$40.1K -1,540 -10%
Mariner
52
Mariner
Kansas
$302K
OC
53
Oppenheimer & Co
New York
$300K +$64K +2,456 +26%
Geode Capital Management
54
Geode Capital Management
Massachusetts
$283K +$293K +11,251 New
Brown Advisory
55
Brown Advisory
Maryland
$269K
SBH
56
Segall Bryant & Hamill
Illinois
$269K
State Farm Mutual Automobile Insurance
57
State Farm Mutual Automobile Insurance
Illinois
$268K +$260K +10,000 New
WGA
58
Weather Gauge Advisory
Virginia
$227K -$13.4K -515 -5%
WKWM
59
Walter & Keenan Wealth Management
Indiana
$227K
CG
60
Colony Group
Massachusetts
$201K +$208K +7,979 New
Simplex Trading
61
Simplex Trading
Illinois
$193K -$13K -500 -6%
Canada Life
62
Canada Life
Manitoba, Canada
$185K +$21.6K +831 +13%
WT
63
Washington Trust
Rhode Island
$143K
GWM
64
Geneos Wealth Management
Colorado
$126K +$43.6K +1,673 +52%
Wells Fargo
65
Wells Fargo
California
$122K -$1.69K -65 -1%
PI
66
PEAK6 Investments
Illinois
$71K +$72.9K +2,801 New
TCWM
67
Total Clarity Wealth Management
Illinois
$69K +$71.6K +2,750 New
AF
68
Allworth Financial
California
$67K
Deutsche Bank
69
Deutsche Bank
Germany
$66K +$42K +1,611 +160%
FIA
70
FNY Investment Advisers
New York
$62K -$39.1K -1,500 -38%
TH
71
TCTC Holdings
Texas
$54K
TWA
72
TCI Wealth Advisors
Arizona
$50K +$52.1K +2,000 New
DOA
73
D'Orazio & Associates
Virginia
$33K +$8.02K +308 +31%
TRCT
74
Tower Research Capital (TRC)
New York
$28K +$5.73K +220 +24%
RIM
75
Rockbridge Investment Management
New York
$27K +$573 +22 +2%